AdvisorCensus / Financial advisors / Minnesota / Minneapolis / Rocket Capital Management, L.L.C.
Rocket Capital Management, L.L.C. is a state-registered investment advisory firm in Wayzata, MN, registered since 2003, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.
Quick answers
From the filingHow is Rocket Capital Management, L.L.C. compensated?
On its Form ADV (Item 5.E, October 2026), Rocket Capital Management, L.L.C. reports these compensation arrangements: a percentage of assets under its management; performance-based fees.
Where is Rocket Capital Management, L.L.C. located?
Rocket Capital Management, L.L.C.'s principal office is in Wayzata, MN, according to its Form ADV.
Is Rocket Capital Management, L.L.C. registered with the SEC or a state?
Rocket Capital Management, L.L.C. is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 128077.
How much does Rocket Capital Management, L.L.C. manage?
Rocket Capital Management, L.L.C. reports $32,378,840 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (96% discretionary).
What types of clients does Rocket Capital Management, L.L.C. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (53); high net worth individuals (13); pooled investment vehicles (other than investment companies and business development companies) (1).
Does Rocket Capital Management, L.L.C. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/128077
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$32,378,840 as of October 2026, filing dated March 13, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
Registration and firm details
Items 1, 2, 5- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2003 (23 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- Yes.
- States registered or notice-filed
-
3 states or jurisdictions
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Rocket Capital Management, L.L.C. (CRD 128077): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/rocket-capital-management-l-l-c-wayzata-mn-128077