AdvisorCensus / Financial advisors / Connecticut / New Haven / Ladd Capital Management LLC
Ladd Capital Management LLC is an SEC-registered investment advisory firm in New Haven, CT, registered since 1975, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 13, 2026.
Quick answers
From the filingHow is Ladd Capital Management LLC compensated?
On its Form ADV (Item 5.E, October 2026), Ladd Capital Management LLC reports these compensation arrangements: a percentage of assets under its management.
What does Ladd Capital Management LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated February 13, 2026 states: Up to $500,000: 1% a year; $500,000 to $1,000,000: 0.75% a year; Above $1,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Ladd Capital Management LLC located?
Ladd Capital Management LLC's principal office is in New Haven, CT, according to its Form ADV.
Is Ladd Capital Management LLC registered with the SEC or a state?
Ladd Capital Management LLC is an SEC-registered investment advisory firm, registered since 1975. Status as filed: Approved. CRD 105162.
How much does Ladd Capital Management LLC manage?
Ladd Capital Management LLC reports $176,584,800 in regulatory assets under management in its Form ADV filing dated February 13, 2026 (55% discretionary).
How have Ladd Capital Management LLC's assets and staff changed since 2021?
In the Form ADV data for Ladd Capital Management LLC: Regulatory assets under management: $128,641,517 in the October 2021 data and $176,584,800 in the October 2026 data, up 37%. Total employees: 3 in October 2021 and 0 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Ladd Capital Management LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (38); individuals (other than high net worth individuals) (31); charitable organizations (3).
Which custodians does Ladd Capital Management LLC use?
Ladd Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co. as a custodian holding 10% or more of its separately managed account assets.
Does Ladd Capital Management LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105162
What changed in Ladd Capital Management LLC's recent Form ADV filings?
In the March 2026 filing data: Employees performing advisory functions went from 2 to 0.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $500,000 | 1% |
| $500,000 to $1,000,000 | 0.75% |
| Above $1,000,000 | 0.5% |
The brochure's wording
The annual Advisory Service Agreement fee is based on a percentage of the investable assets according to the following schedule: 1.00% on the first $500,000; 0.75% on the next $500,000 (from 500,001 to 1,000,000); and 0.50% on the assets above $1,000,000.
Minimum annual fee: $5,000
The brochure's wording
The minimum annual fee is $5000 and is negotiable.
As stated in the firm's Form ADV Part 2A brochure dated February 13, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$176,584,800 as of October 2026, filing dated February 13, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1975 (50 years)
- Employees
- Total: 0. Performing investment advisory functions: 0.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $176,584,800 | 0 | February 13, 2026 |
| October 2025 | $161,692,600 | 2 | February 25, 2025 |
| October 2024 | $146,716,073 | 2 | April 18, 2024 |
| October 2023 | $116,933,894 | 3 | February 2, 2023 |
| October 2022 | $128,567,327 | 3 | March 2, 2022 |
| October 2021 | $128,641,517 | 3 | March 4, 2021 |
Regulatory assets under management: $128,641,517 in the October 2021 data and $176,584,800 in the October 2026 data, up 37%.
Total employees: 3 in October 2021 and 0 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Employees performing advisory functions went from 2 to 0.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Ladd Capital Management LLC (CRD 105162): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ladd-capital-management-llc-new-haven-ct-105162