AdvisorCensus / Financial advisors / North Carolina / Durham / Kuhn Advisors, Inc.
Kuhn Advisors, Inc. is an SEC-registered investment advisory firm in Durham, NC, registered since 1993, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 22, 2026.
Quick answers
From the filingHow is Kuhn Advisors, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Kuhn Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does Kuhn Advisors, Inc. charge?
Its Form ADV Part 2A brochure dated May 22, 2026 states: Subscription: $200 a month (financial planning for single individuals). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Kuhn Advisors, Inc. located?
Kuhn Advisors, Inc.'s principal office is in Durham, NC, according to its Form ADV.
Is Kuhn Advisors, Inc. registered with the SEC or a state?
Kuhn Advisors, Inc. is an SEC-registered investment advisory firm, registered since 1993. Status as filed: Approved. CRD 117816.
How much does Kuhn Advisors, Inc. manage?
Kuhn Advisors, Inc. reports $800,783,297 in regulatory assets under management in its Form ADV filing dated May 22, 2026 (100% discretionary).
How have Kuhn Advisors, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Kuhn Advisors, Inc.: Regulatory assets under management: $511,395,178 in the October 2021 data and $800,783,297 in the October 2026 data, up 57%. Total employees: 8 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Kuhn Advisors, Inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (200); individuals (other than high net worth individuals) (56).
Which custodians does Kuhn Advisors, Inc. use?
Kuhn Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.
Does Kuhn Advisors, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117816
Does Kuhn Advisors, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated May 22, 2026 says: "Kuhn Advisors requires a minimum of $1 million in managed assets for new advisory client relationships. At the sole discretion of Kuhn Advisors, account minimums may be waived."
What changed in Kuhn Advisors, Inc.'s recent Form ADV filings?
In the June 2026 filing data: Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Kuhn Advisors requires a minimum of $1 million in managed assets for new advisory client relationships. At the sole discretion of Kuhn Advisors, account minimums may be waived.
Subscription: $200 a month (financial planning for single individuals)
The brochure's wording
Thereafter, a fee of $200/month for single individuals or $250/month for couples is charged on a monthly basis .
As stated in the firm's Form ADV Part 2A brochure dated May 22, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$800,783,297 as of October 2026, filing dated May 22, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1993 (33 years)
- Employees
- Total: 8. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
9 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $800,783,297 | 8 | May 22, 2026 |
| October 2025 | $753,733,591 | 8 | March 26, 2025 |
| October 2024 | $719,937,102 | 8 | February 29, 2024 |
| October 2023 | $631,882,403 | 8 | March 31, 2023 |
| October 2022 | $708,980,344 | 7 | March 30, 2022 |
| October 2021 | $511,395,178 | 8 | May 13, 2021 |
Regulatory assets under management: $511,395,178 in the October 2021 data and $800,783,297 in the October 2026 data, up 57%.
Total employees: 8 in October 2021 and 8 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- June 2026
- Updated its list of owners and control persons (Schedule A).
- April 2026
- Employees performing advisory functions went from 2 to 3.
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Kuhn Advisors, Inc. (CRD 117816): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/kuhn-advisors-inc-durham-nc-117816