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Kraken Adviser LLC

Fort Lauderdale, FLSEC-registered investment adviserCRD 337920

Filed as KRAKEN ADVISER LLC

SEC record (IAPD)

Kraken Adviser LLC is an SEC-registered investment advisory firm in Fort Lauderdale, FL, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 20, 2026.

1 year
registered since 2025
$377
assets under management
1 arrangement
Other
None
disclosure items (Item 11)

Quick answers

From the filing

How is Kraken Adviser LLC compensated?

On its Form ADV (Item 5.E, October 2026), Kraken Adviser LLC reports these compensation arrangements: other.

Where is Kraken Adviser LLC located?

Kraken Adviser LLC's principal office is in Fort Lauderdale, FL, according to its Form ADV.

Is Kraken Adviser LLC registered with the SEC or a state?

Kraken Adviser LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337920.

How much does Kraken Adviser LLC manage?

Kraken Adviser LLC reports $377 in regulatory assets under management in its Form ADV filing dated July 20, 2026 (0% discretionary).

What types of clients does Kraken Adviser LLC serve?

By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (9).

Does Kraken Adviser LLC report any disciplinary disclosures?

Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337920

What changed in Kraken Adviser LLC's recent Form ADV filings?

In the August 2026 filing data: Updated its list of owners and control persons (Schedule A).

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E
  • Other

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Fees and minimums

Form ADV Part 2A

See the firm's brochure (dated June 16, 2026) for its fees and any account minimum, on the SEC's IAPD site.

Regulatory assets under management

Item 5.F
$377

$377 as of October 2026, filing dated July 20, 2026.

Discretionary: $0.Non-discretionary: $377.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D
Individuals (other than high net worth individuals)
Clients 9 Assets $377 (100%)

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G
  • Portfolio management for individuals and/or small businesses

Registration and firm details

Items 1, 2, 5
Registration
SEC-registered investment adviser. Status as filed: Approved.
Registered since
2025 (1 year)
Employees
Total: 5. Performing investment advisory functions: 5.
Wrap fee program participation
No.
States registered or notice-filed
53 states or jurisdictions
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVIVTWAWIWVWY

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

Disclosures

Item 11

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Changes in the filing

Last 12 months
  1. August 2026
    • Updated its list of owners and control persons (Schedule A).
  2. June 2026
    • Registered or notice-filed in AK, AL, AR, AZ, CA, CO, CT, DC, DE, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY.
    • Updated its list of owners and control persons (Schedule A).
  3. February 2026
    • Regulatory assets under management went from $0 to $400.
  4. December 2025
    • Newly registered with the SEC.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I
discord.com/invite/Krakenexchangediscordapp.com/users/867011684773003276kraken.com/features/bundlesreddit.com/r/Krakenreddit.com/r/KrakenSupportsnapchat.com/add/krakenfxsnapchat.com/add/krakenfxukt.me/Kraken_Octobott.me/Official_Kraken_Supportt.me/kraken_announcementst.me/kraken_exchange_officialt.me/kraken_pro_officialt.me/krakenproannouncements

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. Kraken Adviser LLC (CRD 337920): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/kraken-adviser-llc-fort-lauderdale-fl-337920