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Seminario Asset Management LLC

Coral Gables, FLSEC-registered investment adviserCRD 339039

Filed as SEMINARIO ASSET MANAGEMENT LLC

Seminario Asset Management LLC is an SEC-registered investment advisory firm in Coral Gables, FL, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 26, 2026.

0 years
registered since 2026
$0
assets under management
3 arrangements
Percentage of assets, Fixed fees and more
None
disclosure items (Item 11)

Quick answers

From the filing

How is Seminario Asset Management LLC compensated?

On its Form ADV (Item 5.E, October 2026), Seminario Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

What does Seminario Asset Management LLC's brochure say about its fees?

Its Form ADV Part 2A brochure dated August 26, 2026 states: Up to $499,999: 2% a year; $500,000 to $999,999: 1.5% a year; $1,000,000 to $2,499,999: 1% a year; $2,500,000 to $4,999,999: 0.75% a year; Above $5,000,000: 0.35% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

Where is Seminario Asset Management LLC located?

Seminario Asset Management LLC's principal office is in Coral Gables, FL, according to its Form ADV.

Is Seminario Asset Management LLC registered with the SEC or a state?

Seminario Asset Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 339039.

How much does Seminario Asset Management LLC manage?

Seminario Asset Management LLC reports $0 in regulatory assets under management in its Form ADV filing dated August 26, 2026.

Does Seminario Asset Management LLC report any disciplinary disclosures?

Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339039

Does Seminario Asset Management LLC state an account minimum?

Its Form ADV Part 2A brochure dated August 26, 2026 says: "The minimum dollar value for establishing an Account is generally $100,000. Initial investments of a lesser amount may be accepted at Adviser’s discretion."

What changed in Seminario Asset Management LLC's recent Form ADV filings?

In the September 2026 filing data: Employees performing advisory functions went from 4 to 3.

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Fees and minimums

Form ADV Part 2A
AssetsAnnual rate
Up to $499,9992%
$500,000 to $999,9991.5%
$1,000,000 to $2,499,9991%
$2,500,000 to $4,999,9990.75%
Above $5,000,0000.35%
The brochure's wording
Basic Management Fee Schedule Account Value Fee Percentage $ 0 - $499,999 2.00% $500,000 - $999,999 1.50% $1,000,000 - $2,499,999 1.00% $2,500,000 - $4,999,999 0.75% $5,000,000 and above 0.35%
Adviser typically receives an annual management fee, between 0.35% and 2% of the net asset value of the Account. All fees are negotiable.

Account minimum: $100,000 (the brochure says it may be waived or negotiated)

The brochure's wording
The minimum dollar value for establishing an Account is generally $100,000. Initial investments of a lesser amount may be accepted at Adviser’s discretion.

As stated in the firm's Form ADV Part 2A brochure dated August 26, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

Regulatory assets under management

Item 5.F
$0

$0 as of October 2026, filing dated August 26, 2026.

Discretionary: $0.Non-discretionary: $0.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D
Individuals (other than high net worth individuals)
Clients Fewer than 5 Assets $0
High net worth individuals
Clients Fewer than 5 Assets $0
Banking or thrift institutions
Clients Fewer than 5 Assets $0
Investment companies
Clients Not reported Assets $0
Business development companies
Clients Not reported Assets $0
Pooled investment vehicles (other than investment companies and business development companies)
Clients Not reported Assets $0
Pension and profit sharing plans (but not the plan participants or government pension plans)
Clients Fewer than 5 Assets $0
Charitable organizations
Clients Fewer than 5 Assets $0
State or municipal government entities (including government pension plans)
Clients Fewer than 5 Assets $0
Other investment advisers
Clients Fewer than 5 Assets $0
Insurance companies
Clients Fewer than 5 Assets $0
Sovereign wealth funds and foreign official institutions
Clients Fewer than 5 Assets $0
Corporations or other businesses not listed above
Clients Fewer than 5 Assets $0

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)

Registration and firm details

Items 1, 2, 5
Registration
SEC-registered investment adviser. Status as filed: 120-Day Approval.
Registered since
2026 (0 years)
Employees
Total: 10. Performing investment advisory functions: 3.
Wrap fee program participation
Yes.
States registered or notice-filed
1 state or jurisdiction
FL

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

Disclosures

Item 11

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Changes in the filing

Last 12 months
  1. September 2026
    • Employees performing advisory functions went from 4 to 3.
  2. June 2026
    • Updated its list of owners and control persons (Schedule A).
  3. February 2026
    • Newly registered with the SEC.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I

Not reported.

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. Seminario Asset Management LLC (CRD 339039): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/seminario-asset-management-llc-coral-gables-fl-339039