AdvisorCensus / Financial advisors / Washington / Seattle / Johnson & Shute Investment Advisors, Inc.
Johnson & Shute Investment Advisors, Inc.
Filed as JOHNSON & SHUTE INVESTMENT ADVISORS, INC.
Johnson & Shute Investment Advisors, Inc. is an SEC-registered investment advisory firm in Bellevue, WA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 18, 2026.
Quick answers
From the filingHow is Johnson & Shute Investment Advisors, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Johnson & Shute Investment Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management.
How much does Johnson & Shute Investment Advisors, Inc. charge?
Its Form ADV Part 2A brochure dated August 18, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $1,500,000: 0.5% a year; Above $1,500,000: 0.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Johnson & Shute Investment Advisors, Inc. located?
Johnson & Shute Investment Advisors, Inc.'s principal office is in Bellevue, WA, according to its Form ADV.
Is Johnson & Shute Investment Advisors, Inc. registered with the SEC or a state?
Johnson & Shute Investment Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 116667.
How much does Johnson & Shute Investment Advisors, Inc. manage?
Johnson & Shute Investment Advisors, Inc. reports $137,308,342 in regulatory assets under management in its Form ADV filing dated August 18, 2026 (0% discretionary).
How have Johnson & Shute Investment Advisors, Inc.'s assets and staff changed since 2022?
In the Form ADV data for Johnson & Shute Investment Advisors, Inc.: Regulatory assets under management: $115,174,333 in the October 2022 data and $137,308,342 in the October 2026 data, up 19%. Total employees: 2 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Johnson & Shute Investment Advisors, Inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (46); individuals (other than high net worth individuals) (27); pension and profit sharing plans (but not the plan participants or government pension plans) (1).
Which custodians does Johnson & Shute Investment Advisors, Inc. use?
Johnson & Shute Investment Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Johnson & Shute Investment Advisors, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/116667
Does Johnson & Shute Investment Advisors, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated August 18, 2026 says: "Our general minimum account size is $100,000."
What changed in Johnson & Shute Investment Advisors, Inc.'s recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $115,727,560 to $137,308,342 (+19%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1% |
| $1,000,000 to $1,500,000 | 0.5% |
| Above $1,500,000 | 0.25% |
The brochure's wording
Our annual fee for investment advisory services is generally computed on the following fee schedule: 1% on amounts up to $1,000,000 .5% on amounts from $1,000,000 to $1,500,000 .25% on amounts above $1,500,000
Account minimum: $100,000
The brochure's wording
Our general minimum account size is $100,000.
As stated in the firm's Form ADV Part 2A brochure dated August 18, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$137,308,342 as of October 2026, filing dated August 18, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $137,308,342 | 2 | August 18, 2026 |
| October 2025 | $115,727,560 | 2 | March 3, 2025 |
| October 2024 | $108,557,123 | 2 | June 13, 2024 |
| October 2023 | $98,397,869 | 2 | March 23, 2023 |
| October 2022 | $115,174,333 | 2 | February 2, 2022 |
Regulatory assets under management: $115,174,333 in the October 2022 data and $137,308,342 in the October 2026 data, up 19%.
Total employees: 2 in October 2022 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $115,727,560 to $137,308,342 (+19%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Johnson & Shute Investment Advisors, Inc. (CRD 116667): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/johnson-and-shute-investment-advisors-inc-bellevue-wa-116667