AdvisorCensus / Financial advisors / New York / Utica / JC Miano Investment Advisory Service
JC Miano Investment Advisory Service
Filed as JC MIANO INVESTMENT ADVISORY SERVICE · Legal name Miano, John Christopher
JC Miano Investment Advisory Service is an SEC-registered investment advisory firm in Utica, NY, registered since 2007, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.
Quick answers
From the filingHow is JC Miano Investment Advisory Service compensated?
On its Form ADV (Item 5.E, October 2026), JC Miano Investment Advisory Service reports these compensation arrangements: a percentage of assets under its management.
Where is JC Miano Investment Advisory Service located?
JC Miano Investment Advisory Service's principal office is in Utica, NY, according to its Form ADV.
Is JC Miano Investment Advisory Service registered with the SEC or a state?
JC Miano Investment Advisory Service is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 132484.
How much does JC Miano Investment Advisory Service manage?
JC Miano Investment Advisory Service reports $54,519,400 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (99% discretionary).
How have JC Miano Investment Advisory Service's assets and staff changed since 2021?
In the Form ADV data for JC Miano Investment Advisory Service: Regulatory assets under management: $45,510,000 in the October 2021 data and $54,519,400 in the October 2026 data, up 20%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does JC Miano Investment Advisory Service serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (31); high net worth individuals (20).
Which custodians does JC Miano Investment Advisory Service use?
JC Miano Investment Advisory Service's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Morgan Stanley and Stifel, Nicolaus & Company, Incorporated as custodians holding 10% or more of its separately managed account assets.
Does JC Miano Investment Advisory Service report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/132484
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 13, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$54,519,400 as of October 2026, filing dated March 13, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Miano, John Christopher
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2007 (19 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $54,519,400 | 1 | March 13, 2026 |
| October 2025 | $50,078,971 | 1 | February 23, 2025 |
| October 2024 | $47,393,000 | 1 | February 25, 2024 |
| October 2023 | $44,222,000 | 1 | February 22, 2023 |
| October 2022 | $50,300,000 | 1 | March 16, 2022 |
| October 2021 | $45,510,000 | 1 | March 22, 2021 |
Regulatory assets under management: $45,510,000 in the October 2021 data and $54,519,400 in the October 2026 data, up 20%.
Total employees: 1 in October 2021 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. JC Miano Investment Advisory Service (CRD 132484): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/jc-miano-investment-advisory-service-utica-ny-132484