AdvisorCensus / Financial advisors / North Carolina / Charlotte / Core Advisory Group
Core Advisory Group
Filed as CORE ADVISORY GROUP · Legal name Core Compliance Group, LLC
Core Advisory Group is an SEC-registered investment advisory firm in Rock Hill, SC, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.
Quick answers
From the filingHow is Core Advisory Group compensated?
On its Form ADV (Item 5.E, October 2026), Core Advisory Group reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is Core Advisory Group located?
Core Advisory Group's principal office is in Rock Hill, SC, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is Core Advisory Group registered with the SEC or a state?
Core Advisory Group is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 306661.
How much does Core Advisory Group manage?
Core Advisory Group reports $338,381,991 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (100% discretionary).
How have Core Advisory Group's assets and staff changed since 2022?
In the Form ADV data for Core Advisory Group: Regulatory assets under management: $152,965,923 in the October 2022 data and $338,381,991 in the October 2026 data, up 121%. Total employees: 9 in October 2022 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Core Advisory Group serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (873); high net worth individuals (268); corporations or other businesses not listed above (16).
Which custodians does Core Advisory Group use?
Core Advisory Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC and SEI Investments Distribution Co. as custodians holding 10% or more of its separately managed account assets.
Does Core Advisory Group report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306661
What changed in Core Advisory Group's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 10 to 9. Regulatory assets under management went from $296,813,729 to $338,381,991 (+14%). Changed its office addresses in Charlotte, NC. Registered or notice-filed in VA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated March 2, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$338,381,991 as of October 2026, filing dated March 2, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Registration and firm details
Items 1, 2, 5- Legal name
- Core Compliance Group, LLC
- Also doing business as
- BROOKHAVEN WEALTH MANAGEMENT, CORE ADVISORY GROUP, FAIRVIEW STRATEGIC PLANNING, FAIRVIEW WEALTH ADVISORS, KING WEALTH PARTNERS
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 9. Performing investment advisory functions: 9.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the April 2026 filing
- States registered or notice-filed
-
8 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $338,381,991 | 9 | March 2, 2026 |
| October 2025 | $296,813,729 | 11 | March 28, 2025 |
| October 2024 | $238,224,870 | 11 | March 27, 2024 |
| October 2023 | $177,714,640 | 4 | March 28, 2023 |
| October 2022 | $152,965,923 | 9 | March 30, 2022 |
Regulatory assets under management: $152,965,923 in the October 2022 data and $338,381,991 in the October 2026 data, up 121%.
Total employees: 9 in October 2022 and 9 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 10 to 9.
- Regulatory assets under management went from $296,813,729 to $338,381,991 (+14%).
- Changed its office addresses in Charlotte, NC.
- Registered or notice-filed in VA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Core Advisory Group (CRD 306661): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/core-advisory-group-rock-hill-sc-306661