AdvisorCensus / Financial advisors / North Carolina / Charlotte / Investor Advisory Group
Investor Advisory Group
Filed as INVESTOR ADVISORY GROUP · Legal name Investor Advisory Group, LLC
Investor Advisory Group is an SEC-registered investment advisory firm in Charlotte, NC, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.
Quick answers
From the filingHow is Investor Advisory Group compensated?
On its Form ADV (Item 5.E, October 2026), Investor Advisory Group reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is Investor Advisory Group located?
Investor Advisory Group's principal office is in Charlotte, NC, according to its Form ADV.
Is Investor Advisory Group registered with the SEC or a state?
Investor Advisory Group is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 106837.
How much does Investor Advisory Group manage?
Investor Advisory Group reports $172,053,936 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (0% discretionary).
How have Investor Advisory Group's assets and staff changed since 2021?
In the Form ADV data for Investor Advisory Group: Regulatory assets under management: $141,568,794 in the October 2021 data and $172,053,936 in the October 2026 data, up 22%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Investor Advisory Group serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (129); high net worth individuals (54); pension and profit sharing plans (but not the plan participants or government pension plans) (1).
Which custodians does Investor Advisory Group use?
Investor Advisory Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and TIAA-CREF Individual & Institutional Services, LLC as custodians holding 10% or more of its separately managed account assets.
Does Investor Advisory Group report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106837
Does Investor Advisory Group state an account minimum?
Its Form ADV Part 2A brochure dated March 4, 2026 says: "The minimum portfolio value is generally set at $ 250,000 which may be waived at our discretion ." "With some exceptions, the minimum portfolio value eligible for conventional investment advisory services is $250,000. Under certain circumstances and in its sole discretion, IAG may negotiate such minimums."
What changed in Investor Advisory Group's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $152,734,301 to $172,053,936 (+13%). Registered or notice-filed in TX.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $250,000 (the brochure says it may be waived or negotiated)
The brochure's wording
The minimum portfolio value is generally set at $ 250,000 which may be waived at our discretion .
With some exceptions, the minimum portfolio value eligible for conventional investment advisory services is $250,000. Under certain circumstances and in its sole discretion, IAG may negotiate such minimums.
As stated in the firm's Form ADV Part 2A brochure dated March 4, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$172,053,936 as of October 2026, filing dated March 4, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Investor Advisory Group, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (12 years)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $172,053,936 | 4 | March 4, 2026 |
| October 2025 | $152,734,301 | 4 | March 13, 2025 |
| October 2024 | $140,933,246 | 4 | March 29, 2024 |
| October 2023 | $125,661,566 | 4 | May 25, 2023 |
| October 2022 | $154,544,746 | 4 | March 14, 2022 |
| October 2021 | $141,568,794 | 4 | March 15, 2021 |
Regulatory assets under management: $141,568,794 in the October 2021 data and $172,053,936 in the October 2026 data, up 22%.
Total employees: 4 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $152,734,301 to $172,053,936 (+13%).
- Registered or notice-filed in TX.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Investor Advisory Group (CRD 106837): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/investor-advisory-group-charlotte-nc-106837