AdvisorCensus / Financial advisors / California / San Francisco / International Asset Management
International Asset Management
Filed as INTERNATIONAL ASSET MANAGEMENT · Legal name Individual Asset Management, Inc
International Asset Management is an SEC-registered investment advisory firm in San Mateo, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.
Quick answers
From the filingHow is International Asset Management compensated?
On its Form ADV (Item 5.E, October 2026), International Asset Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.
How much does International Asset Management charge?
Its Form ADV Part 2A brochure dated March 26, 2026 states: Flat fee: $1,500 to $3,000 (financial planning services as a standalone service). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is International Asset Management located?
International Asset Management's principal office is in San Mateo, CA, according to its Form ADV.
Is International Asset Management registered with the SEC or a state?
International Asset Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 123418.
How much does International Asset Management manage?
International Asset Management reports $173,098,000 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).
How have International Asset Management's assets and staff changed since 2025?
In the Form ADV data for International Asset Management: Regulatory assets under management: $106,000,000 in the October 2025 data and $173,098,000 in the October 2026 data, up 63%. Total employees: 5 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does International Asset Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (133); high net worth individuals (55); corporations or other businesses not listed above (2).
Which custodians does International Asset Management use?
International Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers Corp. as custodians holding 10% or more of its separately managed account assets.
Does International Asset Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123418
Does International Asset Management state an account minimum?
Its Form ADV Part 2A brochure dated March 26, 2026 says: "For new clients our minimum level of assets under management is $400,000. A few legacy clients have portfolios that are smaller than these amounts and we may also accept smaller portfolios for relatives of clients who meet our minimum, for employees, or in certain other limited cases."
What changed in International Asset Management's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $106,000,000 to $173,098,000 (+63%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $400,000
The brochure's wording
For new clients our minimum level of assets under management is $400,000. A few legacy clients have portfolios that are smaller than these amounts and we may also accept smaller portfolios for relatives of clients who meet our minimum, for employees, or in certain other limited cases.
Flat fee: $1,500 to $3,000 (financial planning services as a standalone service)
The brochure's wording
As a standalone service, financial planning services are billed at a flat rate of between $1,500 and $3,000 depending upon the complexity of the analysis and upon mutual agreement with the client.
As stated in the firm's Form ADV Part 2A brochure dated March 26, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$173,098,000 as of October 2026, filing dated March 27, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Individual Asset Management, Inc
- Also doing business as
- INTERNATIONAL ASSET MANAGEMENT
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 5. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $173,098,000 | 5 | March 27, 2026 |
| October 2025 | $106,000,000 | 5 | March 13, 2025 |
Regulatory assets under management: $106,000,000 in the October 2025 data and $173,098,000 in the October 2026 data, up 63%.
Total employees: 5 in October 2025 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $106,000,000 to $173,098,000 (+63%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. International Asset Management (CRD 123418): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/international-asset-management-san-mateo-ca-123418