AdvisorCensus / Financial advisors / New York / Kiryas Joel / HV Capital Management
HV Capital Management
Filed as HV CAPITAL MANAGEMENT · Legal name HV Capital Management, LLC
HV Capital Management is an SEC-registered investment advisory firm in Montgomery, NY, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 14, 2026.
Quick answers
From the filingHow is HV Capital Management compensated?
On its Form ADV (Item 5.E, October 2026), HV Capital Management reports these compensation arrangements: a percentage of assets under its management; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees).
Where is HV Capital Management located?
HV Capital Management's principal office is in Montgomery, NY, according to its Form ADV.
Is HV Capital Management registered with the SEC or a state?
HV Capital Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 339467.
How much does HV Capital Management manage?
HV Capital Management reports $71,512,244 in regulatory assets under management in its Form ADV filing dated May 14, 2026 (100% discretionary).
What types of clients does HV Capital Management serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (37); high net worth individuals (16); corporations or other businesses not listed above (4).
Which custodians does HV Capital Management use?
HV Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does HV Capital Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339467
What changed in HV Capital Management's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $0 to $71,512,244.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies. See the firm's brochure (dated May 14, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$71,512,244 as of October 2026, filing dated May 14, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
Registration and firm details
Items 1, 2, 5- Legal name
- HV Capital Management, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (0 years)
- Employees
- Total: 4. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $0 to $71,512,244.
- January 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. HV Capital Management (CRD 339467): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/hv-capital-management-montgomery-ny-339467