AdvisorCensus / Financial advisors / Illinois / Chicago / Horizon Capital Management, LLC
Horizon Capital Management, LLC is an SEC-registered investment advisory firm in Lake Forest, IL, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.
Quick answers
From the filingHow is Horizon Capital Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Horizon Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
What does Horizon Capital Management, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 12, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $2,000,000: 0.8% a year; $2,000,000 to $3,000,000: 0.6% a year; $3,000,000 to $5,000,000: 0.4% a year; Above $5,000,000: 0.2% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Horizon Capital Management, LLC located?
Horizon Capital Management, LLC's principal office is in Lake Forest, IL, according to its Form ADV.
Is Horizon Capital Management, LLC registered with the SEC or a state?
Horizon Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 132113.
How much does Horizon Capital Management, LLC manage?
Horizon Capital Management, LLC reports $136,184,309 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (100% discretionary).
What types of clients does Horizon Capital Management, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (36); individuals (other than high net worth individuals) (2); pension and profit sharing plans (but not the plan participants or government pension plans) (1).
Which custodians does Horizon Capital Management, LLC use?
Horizon Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.
Does Horizon Capital Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/132113
What changed in Horizon Capital Management, LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $116,018,142 to $136,184,309 (+17%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1% |
| $1,000,000 to $2,000,000 | 0.8% |
| $2,000,000 to $3,000,000 | 0.6% |
| $3,000,000 to $5,000,000 | 0.4% |
| Above $5,000,000 | 0.2% |
The brochure's wording
The annual fee schedule, based on a percentage of assets under management, is as follows: First $1,000,000 1.0% Next $1,000,000 - $2,000,000 0.8% Next $2,000,000 - $3,000,000 0.6% Next $3,000,000 - $5,000,000 0.4% Greater than $5,000,000 0.2%
As stated in the firm's Form ADV Part 2A brochure dated March 12, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$136,184,309 as of October 2026, filing dated March 12, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $116,018,142 to $136,184,309 (+17%).
- December 2025
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Horizon Capital Management, LLC (CRD 132113): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/horizon-capital-management-llc-lake-forest-il-132113