AdvisorCensus / Financial advisors / Ohio / Cincinnati / Heritage Wealth Advisors
Heritage Wealth Advisors
Filed as HERITAGE WEALTH ADVISORS · Legal name Heritage Wealth Management Inc.
Heritage Wealth Advisors is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 3, 2026.
Quick answers
From the filingHow is Heritage Wealth Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Heritage Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
What does Heritage Wealth Advisors' brochure say about its fees?
Its Form ADV Part 2A brochure dated March 17, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $3,000,000: 0.9% a year; $3,000,000 to $6,000,000: 0.8% a year; $6,000,000 to $10,000,000: 0.7% a year; Above $10,000,000: 0.6% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Heritage Wealth Advisors located?
Heritage Wealth Advisors' principal office is in Cincinnati, OH, according to its Form ADV.
Is Heritage Wealth Advisors registered with the SEC or a state?
Heritage Wealth Advisors is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312545.
How much does Heritage Wealth Advisors manage?
Heritage Wealth Advisors reports $604,683,842 in regulatory assets under management in its Form ADV filing dated August 3, 2026 (83% discretionary).
How have Heritage Wealth Advisors' assets and staff changed since 2021?
In the Form ADV data for Heritage Wealth Advisors: Regulatory assets under management: $0 in the October 2021 data and $604,683,842 in the October 2026 data. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Heritage Wealth Advisors serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (122); individuals (other than high net worth individuals) (79).
Which custodians does Heritage Wealth Advisors use?
Heritage Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Heritage Wealth Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312545
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1% |
| $1,000,000 to $3,000,000 | 0.9% |
| $3,000,000 to $6,000,000 | 0.8% |
| $6,000,000 to $10,000,000 | 0.7% |
| Above $10,000,000 | 0.6% |
The brochure's wording
The following fee structure is used as a guide but may be negotiated lower, as noted in the Investment Advisory Agreement: Fee–Based Relationship Value Suggested Annualized Fee Up to $1 million $1 million up to $3 million $3 million up to $6 million $6 million up to $10 million $10 million and up 1.00% 0.90% 0.80% 0.70% 0.60%
As stated in the firm's Form ADV Part 2A brochure dated March 17, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$604,683,842 as of October 2026, filing dated August 3, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Legal name
- Heritage Wealth Management Inc.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 6. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
16 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $604,683,842 | 6 | August 3, 2026 |
| October 2025 | $552,244,414 | 6 | March 28, 2025 |
| October 2024 | $496,388,920 | 6 | June 24, 2024 |
| October 2023 | $452,042,864 | 5 | April 12, 2023 |
| October 2022 | $404,057,501 | 5 | February 1, 2022 |
| October 2021 | $0 | 5 | July 22, 2021 |
Regulatory assets under management: $0 in the October 2021 data and $604,683,842 in the October 2026 data.
Total employees: 5 in October 2021 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Heritage Wealth Advisors (CRD 312545): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/heritage-wealth-advisors-cincinnati-oh-312545