AdvisorCensus / Financial advisors / Rhode Island / Providence / Have RIA, Inc.
Have RIA, Inc.
Filed as HAVE RIA, INC.
Have RIA, Inc. is an SEC-registered investment advisory firm in Providence, RI, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.
Quick answers
From the filingHow is Have RIA, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Have RIA, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees; other.
Where is Have RIA, Inc. located?
Have RIA, Inc.'s principal office is in Providence, RI, according to its Form ADV.
Is Have RIA, Inc. registered with the SEC or a state?
Have RIA, Inc. is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327137.
How much does Have RIA, Inc. manage?
Have RIA, Inc. reports $160,805,201 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (100% discretionary).
How have Have RIA, Inc.'s assets and staff changed since 2023?
In the Form ADV data for Have RIA, Inc.: Regulatory assets under management: $0 in the October 2023 data and $160,805,201 in the October 2026 data. Total employees: 8 in October 2023 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.
Does Have RIA, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327137
Does Have RIA, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated March 9, 2026 says: "There are no minimum investment amounts or conditions required for establishing an investment advisory relationship with HAVE RIA, INC. However, all clients are required to execute an agreement for services in order to establish a client arrangement with HAVE RIA, INC."
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
There are no minimum investment amounts or conditions required for establishing an investment advisory relationship with HAVE RIA, INC. However, all clients are required to execute an agreement for services in order to establish a client arrangement with HAVE RIA, INC.
As stated in the firm's Form ADV Part 2A brochure dated March 9, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$160,805,201 as of October 2026, filing dated March 9, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2023 (3 years)
- Employees
- Total: 9. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $160,805,201 | 9 | March 9, 2026 |
| October 2025 | $162,443,495 | 9 | March 6, 2025 |
| October 2024 | $160,314,080 | 8 | March 11, 2024 |
| October 2023 | $0 | 8 | June 20, 2023 |
Regulatory assets under management: $0 in the October 2023 data and $160,805,201 in the October 2026 data.
Total employees: 8 in October 2023 and 9 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Have RIA, Inc. (CRD 327137): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/have-ria-inc-providence-ri-327137