AdvisorCensus / Financial advisors / Washington / Hallett Advisors
Hallett Advisors is an SEC-registered investment advisory firm in Port Angeles, WA, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.
Quick answers
From the filingHow is Hallett Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Hallett Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; other.
What does Hallett Advisors' brochure say about its fees?
Its Form ADV Part 2A brochure dated March 9, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Hallett Advisors located?
Hallett Advisors' principal office is in Port Angeles, WA, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is Hallett Advisors registered with the SEC or a state?
Hallett Advisors is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 306187.
How much does Hallett Advisors manage?
Hallett Advisors reports $157,934,527 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (100% discretionary).
How have Hallett Advisors' assets and staff changed since 2021?
In the Form ADV data for Hallett Advisors: Regulatory assets under management: $114,819,960 in the October 2021 data and $157,934,527 in the October 2026 data, up 38%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Hallett Advisors serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (243); high net worth individuals (50); charitable organizations (12).
Which custodians does Hallett Advisors use?
Hallett Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and SEI Private Trust Company as custodians holding 10% or more of its separately managed account assets.
Does Hallett Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306187
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1% of assets a year (the maximum the brochure states)
The brochure's wording
Our fee for portfolio management services is based on a percentage of your assets up to 1.00%. Our annual portfolio management fee is billed and payable quarterly in advance or arrears based on the value of your account on the last day of the previous quarter.
Minimum annual fee: None
The brochure's wording
In general, we do not require a minimum dollar amount or charge a minimum fee to open and maintain an advisory account; however, we have the right to terminate your account if it falls below a minimum size which, in our sole opinion, is too small to manage effectively.
As stated in the firm's Form ADV Part 2A brochure dated March 9, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$157,934,527 as of October 2026, filing dated March 9, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Legal name
- Hallett Investments, LLC
- Also doing business as
- HALLET ADVISORS
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2019 (6 years)
- Employees
- Total: 5. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the April 2026 filing
- States registered or notice-filed
-
6 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $157,934,527 | 5 | March 9, 2026 |
| October 2025 | $145,197,577 | 5 | February 20, 2025 |
| October 2024 | $130,363,346 | 6 | March 8, 2024 |
| October 2023 | $110,916,806 | 6 | March 3, 2023 |
| October 2022 | $125,261,396 | 6 | August 12, 2022 |
| October 2021 | $114,819,960 | 5 | May 18, 2021 |
Regulatory assets under management: $114,819,960 in the October 2021 data and $157,934,527 in the October 2026 data, up 38%.
Total employees: 5 in October 2021 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Hallett Advisors (CRD 306187): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/hallett-advisors-port-angeles-wa-306187