AdvisorCensus / Financial advisors / Tennessee / Knoxville / Gulfstream Capital

Gulfstream Capital

Knoxville, TNState-registered investment adviserCRD 165832

Filed as GULFSTREAM CAPITAL · Legal name Gulfstream Capital LLC

Gulfstream Capital is a state-registered investment advisory firm in Knoxville, TN, registered since 2013, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 23, 2026.

13 years

registered since 2013

$83,769,207

assets under management

4 arrangements

Percentage of assets, Hourly and more

None

disclosure items (Item 11)

Quick answers

From the filing

How is Gulfstream Capital compensated?

On its Form ADV (Item 5.E, October 2026), Gulfstream Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees.

Where is Gulfstream Capital located?

Gulfstream Capital's principal office is in Knoxville, TN, according to its Form ADV.

Is Gulfstream Capital registered with the SEC or a state?

Gulfstream Capital is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 165832.

How much does Gulfstream Capital manage?

Gulfstream Capital reports $83,769,207 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (77% discretionary).

What types of clients does Gulfstream Capital serve?

By number of clients on Form ADV Item 5.D: high net worth individuals (50); individuals (other than high net worth individuals) (16); pooled investment vehicles (other than investment companies and business development companies) (7).

Does Gulfstream Capital report any disciplinary disclosures?

Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/165832

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E

A percentage of assets under your management
Hourly charges
Fixed fees (other than subscription fees)
Performance-based fees

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Regulatory assets under management

Item 5.F

$83,769,207

$83,769,207 as of October 2026, filing dated February 23, 2026.

Discretionary: $64,864,077.Non-discretionary: $18,905,130.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D

Individuals (other than high net worth individuals)

Clients 16 Assets $3,708,267 (4%)

High net worth individuals

Clients 50 Assets $63,899,008 (76%)

Banking or thrift institutions

Clients 0 Assets $0 (0%)

Investment companies

Clients 0 Assets $0 (0%)

Business development companies

Clients 0 Assets $0 (0%)

Pooled investment vehicles (other than investment companies and business development companies)

Clients 7 Assets $16,161,932 (19%)

Pension and profit sharing plans (but not the plan participants or government pension plans)

Clients 0 Assets Not reported

Charitable organizations

Clients 0 Assets Not reported

State or municipal government entities (including government pension plans)

Clients 0 Assets Not reported

Other investment advisers

Clients 0 Assets Not reported

Insurance companies

Clients 0 Assets Not reported

Sovereign wealth funds and foreign official institutions

Clients 0 Assets Not reported

Corporations or other businesses not listed above

Clients 0 Assets Not reported

Other

Clients 0 Assets Not reported

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for pooled investment vehicles (other than investment companies)
Educational seminars/workshops

Registration and firm details

Items 1, 2, 5

Legal name: Gulfstream Capital LLC
Registration: State-registered investment adviser. Status as filed: APPROVED.
Registered since: 2013 (13 years)
Employees: Total: 4. Performing investment advisory functions: 4.
Wrap fee program participation: No.
States registered or notice-filed: 3 states or jurisdictions

CONCTN

State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration

Disclosures

Item 11

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Changes in the filing

Last 12 months

No changes to these filed facts in the last 12 months of filing data.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I

gulfstreamcapital.net

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. Gulfstream Capital (CRD 165832): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/gulfstream-capital-knoxville-tn-165832