AdvisorCensus / Financial advisors / Florida / Miami / Oceanis Financial Advisors, Inc.
Oceanis Financial Advisors, Inc.
Filed as OCEANIS FINANCIAL ADVISORS, INC.
Oceanis Financial Advisors, Inc. is an SEC-registered investment advisory firm in Miami, FL, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.
Quick answers
From the filingHow is Oceanis Financial Advisors, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Oceanis Financial Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management.
How much does Oceanis Financial Advisors, Inc. charge?
Its Form ADV Part 2A brochure dated March 25, 2026 states: Up to $1,000,000: 2% a year; $1,000,000 to $2,500,000: 1.75% a year; $2,500,000 to $5,000,000: 1.5% a year; $5,000,000 to $25,000,000: 1.25% a year; Above $25,000,000: 1% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Oceanis Financial Advisors, Inc. located?
Oceanis Financial Advisors, Inc.'s principal office is in Miami, FL, according to its Form ADV.
Is Oceanis Financial Advisors, Inc. registered with the SEC or a state?
Oceanis Financial Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 307787.
How much does Oceanis Financial Advisors, Inc. manage?
Oceanis Financial Advisors, Inc. reports $225,577,994 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).
How have Oceanis Financial Advisors, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Oceanis Financial Advisors, Inc.: Regulatory assets under management: $153,943,419 in the October 2021 data and $225,577,994 in the October 2026 data, up 47%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Oceanis Financial Advisors, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (38); investment companies (23); high net worth individuals (21).
Which custodians does Oceanis Financial Advisors, Inc. use?
Oceanis Financial Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan Securities LLC as a custodian holding 10% or more of its separately managed account assets.
Does Oceanis Financial Advisors, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307787
Does Oceanis Financial Advisors, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated March 25, 2026 says: "OFA generally requires Client's managed assets to consist initially of cash and securities with a minimum asset value of no less than $50,000, unless OFA in its sole discretion, agrees to accept a Client's managed assets with a lesser value."
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 2% |
| $1,000,000 to $2,500,000 | 1.75% |
| $2,500,000 to $5,000,000 | 1.5% |
| $5,000,000 to $25,000,000 | 1.25% |
| Above $25,000,000 | 1% |
The brochure's wording
Fee schedule: Assets Rate Up to $1M 2.00% $1M – $2.5M 1.75% $2.5 - $5M 1.50% $5M – $25M 1.25% Over $25M 1.00%
Account minimum: $50,000 (the brochure says it may be waived or negotiated)
The brochure's wording
OFA generally requires Client's managed assets to consist initially of cash and securities with a minimum asset value of no less than $50,000, unless OFA in its sole discretion, agrees to accept a Client's managed assets with a lesser value.
As stated in the firm's Form ADV Part 2A brochure dated March 25, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$225,577,994 as of October 2026, filing dated March 25, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2020 (6 years)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $225,577,994 | 2 | March 25, 2026 |
| October 2025 | $216,276,904 | 2 | February 18, 2025 |
| October 2024 | $200,730,117 | 2 | March 19, 2024 |
| October 2023 | $180,870,103 | 2 | March 8, 2023 |
| October 2022 | $193,939,405 | 2 | March 4, 2022 |
| October 2021 | $153,943,419 | 1 | February 23, 2021 |
Regulatory assets under management: $153,943,419 in the October 2021 data and $225,577,994 in the October 2026 data, up 47%.
Total employees: 1 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Oceanis Financial Advisors, Inc. (CRD 307787): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/oceanis-financial-advisors-inc-miami-fl-307787