AdvisorCensus / Financial advisors / California / Los Angeles / KTF Investments, LLC
KTF Investments, LLC is an SEC-registered investment advisory firm in Seal Beach, CA, registered since 2025, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 30, 2026.
Quick answers
From the filingHow is KTF Investments, LLC compensated?
On its Form ADV (Item 5.E, October 2026), KTF Investments, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
What does KTF Investments, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated July 30, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is KTF Investments, LLC located?
KTF Investments, LLC's principal office is in Seal Beach, CA, according to its Form ADV.
Is KTF Investments, LLC registered with the SEC or a state?
KTF Investments, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337465.
How much does KTF Investments, LLC manage?
KTF Investments, LLC reports $700,182,535 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (92% discretionary).
What types of clients does KTF Investments, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (109); individuals (other than high net worth individuals) (75).
Does KTF Investments, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337465
What changed in KTF Investments, LLC's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4. Registered or notice-filed in NV, PA, TX. Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 2% of assets a year (the maximum the brochure states)
The brochure's wording
The maximum annual fee charged for this service will not exceed 2%. Fees to be assessed will be outlined in the advisory agreement to be signed by the Client.
KTF’s general policy is to charge fees in accordance with the fee schedule in effect at the time of the charge, however, all fees are subject to negotiation.
As stated in the firm's Form ADV Part 2A brochure dated July 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$700,182,535 as of October 2026, filing dated July 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 7. Performing investment advisory functions: 4.
- Wrap fee program participation
- Yes.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 3 to 4.
- Registered or notice-filed in NV, PA, TX.
- Updated its list of owners and control persons (Schedule A).
- January 2026
- Regulatory assets under management went from $0 to $691,766,045.
- December 2025
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. KTF Investments, LLC (CRD 337465): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/ktf-investments-llc-seal-beach-ca-337465