AdvisorCensus / Financial advisors / California / San Francisco / Green Ocean Global Advisors LLC
Green Ocean Global Advisors LLC is an SEC-registered investment advisory firm in San Francisco, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 31, 2026.
Quick answers
From the filingHow is Green Ocean Global Advisors LLC compensated?
On its Form ADV (Item 5.E, October 2026), Green Ocean Global Advisors LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Green Ocean Global Advisors LLC located?
Green Ocean Global Advisors LLC's principal office is in San Francisco, CA, according to its Form ADV.
Is Green Ocean Global Advisors LLC registered with the SEC or a state?
Green Ocean Global Advisors LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 321145.
How much does Green Ocean Global Advisors LLC manage?
Green Ocean Global Advisors LLC reports $114,826,953 in regulatory assets under management in its Form ADV filing dated August 31, 2026 (100% discretionary).
What types of clients does Green Ocean Global Advisors LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (91); high net worth individuals (56).
Which custodians does Green Ocean Global Advisors LLC use?
Green Ocean Global Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Green Ocean Global Advisors LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/321145
What changed in Green Ocean Global Advisors LLC's recent Form ADV filings?
In the October 2026 filing data: Moved from state registration to SEC registration.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$114,826,953 as of October 2026, filing dated August 31, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 5. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
- Not reported.
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- October 2026
- Moved from state registration to SEC registration.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Green Ocean Global Advisors LLC (CRD 321145): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/green-ocean-global-advisors-llc-san-francisco-ca-321145