AdvisorCensus / Financial advisors / Goldstone Portfolios Incorporated
Goldstone Portfolios Incorporated
Filed as GOLDSTONE PORTFOLIOS INCORPORATED
Goldstone Portfolios Incorporated is an SEC-registered investment advisory firm, registered since 2007, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is Goldstone Portfolios Incorporated compensated?
On its Form ADV (Item 5.E, October 2026), Goldstone Portfolios Incorporated reports these compensation arrangements: a percentage of assets under its management.
How much does Goldstone Portfolios Incorporated charge?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 1.25% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Is Goldstone Portfolios Incorporated registered with the SEC or a state?
Goldstone Portfolios Incorporated is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 127162.
How much does Goldstone Portfolios Incorporated manage?
Goldstone Portfolios Incorporated reports $29,070,850 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (90% discretionary).
How have Goldstone Portfolios Incorporated's assets and staff changed since 2021?
In the Form ADV data for Goldstone Portfolios Incorporated: Regulatory assets under management: $28,177,053 in the October 2021 data and $29,070,850 in the October 2026 data, up 3%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Goldstone Portfolios Incorporated serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (21); high net worth individuals (5); pension and profit sharing plans (but not the plan participants or government pension plans) (1).
Which custodians does Goldstone Portfolios Incorporated use?
Goldstone Portfolios Incorporated's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Goldstone Portfolios Incorporated report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127162
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 1.25% of assets a year
The brochure's wording
Goldstone Portfolios provides investment management services for an annual fee. This fee is calculated as 1.25% of the market value of the client’s total assets placed under the firm’s management.
Minimum annual fee: $5,000
The brochure's wording
The firm imposes a minimum annual fee of $5,000 on each client relationship.
In its sole discretion, the firm may negotiate to waive this minimum annual fee or to charge a lesser management fee based upon certain criteria
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$29,070,850 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2007 (18 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $29,070,850 | 1 | March 30, 2026 |
| October 2025 | $27,913,484 | 1 | March 25, 2025 |
| October 2024 | $26,564,172 | 1 | March 26, 2024 |
| October 2023 | $26,456,656 | 1 | March 2, 2023 |
| October 2022 | $30,762,275 | 1 | March 23, 2022 |
| October 2021 | $28,177,053 | 1 | March 24, 2021 |
Regulatory assets under management: $28,177,053 in the October 2021 data and $29,070,850 in the October 2026 data, up 3%.
Total employees: 1 in October 2021 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Goldstone Portfolios Incorporated (CRD 127162): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/goldstone-portfolios-incorporated-127162