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Giverny Capital Advisors
Filed as GIVERNY CAPITAL ADVISORS · Legal name Giverny Capital Advisors LLC
Giverny Capital Advisors is an SEC-registered investment advisory firm in Princeton, NJ, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is Giverny Capital Advisors compensated?
On its Form ADV (Item 5.E, October 2026), Giverny Capital Advisors reports these compensation arrangements: a percentage of assets under its management.
How much does Giverny Capital Advisors charge?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Giverny Capital Advisors located?
Giverny Capital Advisors' principal office is in Princeton, NJ, according to its Form ADV.
Is Giverny Capital Advisors registered with the SEC or a state?
Giverny Capital Advisors is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 150123.
How much does Giverny Capital Advisors manage?
Giverny Capital Advisors reports $420,913,533 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).
How have Giverny Capital Advisors' assets and staff changed since 2021?
In the Form ADV data for Giverny Capital Advisors: Regulatory assets under management: $266,063,648 in the October 2021 data and $420,913,533 in the October 2026 data, up 58%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Giverny Capital Advisors serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (96); individuals (other than high net worth individuals) (83); corporations or other businesses not listed above (7).
Does Giverny Capital Advisors report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150123
Does Giverny Capital Advisors state an account minimum?
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Giverny Capital Advisors does not impose a per client minimum for investment management services but does have the discretion to do so if the initial account value is deemed too small to cover expenses related to the management of the account."
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 1% of assets a year
The brochure's wording
The annual investment management fee charged is approximately 1.00% of the market value of a client’s assets under management, inclusive of cash and accrued income.
Account minimum: None (the brochure says it may be waived or negotiated)
The brochure's wording
Giverny Capital Advisors does not impose a per client minimum for investment management services but does have the discretion to do so if the initial account value is deemed too small to cover expenses related to the management of the account.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$420,913,533 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- Giverny Capital Advisors LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2017 (9 years)
- Employees
- Total: 2. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
7 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $420,913,533 | 2 | March 30, 2026 |
| October 2025 | $394,930,118 | 2 | March 27, 2025 |
| October 2024 | $329,141,864 | 2 | March 27, 2024 |
| October 2023 | $258,245,127 | 2 | March 30, 2023 |
| October 2022 | $341,679,106 | 2 | March 29, 2022 |
| October 2021 | $266,063,648 | 2 | March 31, 2021 |
Regulatory assets under management: $266,063,648 in the October 2021 data and $420,913,533 in the October 2026 data, up 58%.
Total employees: 2 in October 2021 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Giverny Capital Advisors (CRD 150123): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/giverny-capital-advisors-princeton-nj-150123