AdvisorCensus / Financial advisors / Massachusetts / Boston / Gassman Financial LLC
Gassman Financial LLC
Filed as GASSMAN FINANCIAL LLC
Gassman Financial LLC is an SEC-registered investment advisory firm in Salem, NH, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 10, 2026.
Quick answers
From the filingHow is Gassman Financial LLC compensated?
On its Form ADV (Item 5.E, October 2026), Gassman Financial LLC reports these compensation arrangements: a percentage of assets under its management.
How much does Gassman Financial LLC charge?
Its Form ADV Part 2A brochure dated March 12, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Gassman Financial LLC located?
Gassman Financial LLC's principal office is in Salem, NH, according to its Form ADV.
Is Gassman Financial LLC registered with the SEC or a state?
Gassman Financial LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 317204.
How much does Gassman Financial LLC manage?
Gassman Financial LLC reports $112,563,268 in regulatory assets under management in its Form ADV filing dated July 10, 2026 (100% discretionary).
What types of clients does Gassman Financial LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (270); high net worth individuals (37).
Which custodians does Gassman Financial LLC use?
Gassman Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Gassman Financial LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317204
Does Gassman Financial LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 12, 2026 says: "Gassman Financial does not impose a minimum size to establish a relationship."
What changed in Gassman Financial LLC's recent Form ADV filings?
In the April 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 1% of assets a year
The brochure's wording
Wealth management fees are based on the total market value of assets under management in the account[s] at the end of the prior calendar quarter. Wealth management fees are billed at an annual rate of 1.00% annually.
Account minimum: None
The brochure's wording
Gassman Financial does not impose a minimum size to establish a relationship.
As stated in the firm's Form ADV Part 2A brochure dated March 12, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$112,563,268 as of October 2026, filing dated July 10, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- April 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Gassman Financial LLC (CRD 317204): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/gassman-financial-llc-salem-nh-317204