AdvisorCensus / Financial advisors / Puerto Rico / Gamma Asset Management LLC
Gamma Asset Management LLC is an SEC-registered investment advisory firm in San Juan, PR, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 17, 2026.
Quick answers
From the filingHow is Gamma Asset Management LLC compensated?
On its Form ADV (Item 5.E, October 2026), Gamma Asset Management LLC reports these compensation arrangements: a percentage of assets under its management.
How much does Gamma Asset Management LLC charge?
Its Form ADV Part 2A brochure dated February 24, 2026 states: Up to $1,999,999.99: 1% a year; $2,000,000 to $9,999,999.99: 0.8% a year; $10,000,000 to $24,999,999.99: 0.7% a year; $25,000,000 to $49,999,999.99: 0.6% a year; Above $50,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Gamma Asset Management LLC located?
Gamma Asset Management LLC's principal office is in San Juan, PR, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Gamma Asset Management LLC registered with the SEC or a state?
Gamma Asset Management LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 300050.
How much does Gamma Asset Management LLC manage?
Gamma Asset Management LLC reports $424,799,105 in regulatory assets under management in its Form ADV filing dated September 17, 2026 (98% discretionary).
How have Gamma Asset Management LLC's assets and staff changed since 2024?
In the Form ADV data for Gamma Asset Management LLC: Regulatory assets under management: $100,595,428 in the October 2024 data and $424,799,105 in the October 2026 data, up 322%. Total employees: 8 in October 2024 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Gamma Asset Management LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (51); corporations or other businesses not listed above (39); high net worth individuals (12).
Which custodians does Gamma Asset Management LLC use?
Gamma Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists AV Securities Inc., Interactive Brokers LLC, J.P. Morgan Securities LLC and Pershing LLC as custodians holding 10% or more of its separately managed account assets.
Does Gamma Asset Management LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300050
What changed in Gamma Asset Management LLC's recent Form ADV filings?
In the October 2026 filing data: Registered or notice-filed in CA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,999,999.99 | 1% |
| $2,000,000 to $9,999,999.99 | 0.8% |
| $10,000,000 to $24,999,999.99 | 0.7% |
| $25,000,000 to $49,999,999.99 | 0.6% |
| Above $50,000,000 | 0.5% |
The brochure's wording
Generally, and pursuant to contract, fees for the management of Accounts will be based upon a percentage of the total assets in the account (including margined assets). Advisers typically receive an annual management fee, between 0.50% and 1.00% of the net asset value of the Account.
Account Value Range Fee Percentage $0.00-$1,999,999.99 1.00% $2,000,000-$9,999,999.99 0.80% $10,000,000.00 to $24,999,999.99 0.70% $25,000,000.00-$49,999,999.99 0.60% Over $50,000,000.00 0.50%
All fees are negotiable.
As stated in the firm's Form ADV Part 2A brochure dated February 24, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$424,799,105 as of October 2026, filing dated September 17, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 13. Performing investment advisory functions: 8.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the October 2026 filing
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $424,799,105 | 13 | September 17, 2026 |
| October 2025 | $269,236,959 | 10 | March 14, 2025 |
| October 2024 | $100,595,428 | 8 | May 1, 2024 |
Regulatory assets under management: $100,595,428 in the October 2024 data and $424,799,105 in the October 2026 data, up 322%.
Total employees: 8 in October 2024 and 13 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Registered or notice-filed in CA.
- March 2026
- Employees performing advisory functions went from 7 to 8.
- Regulatory assets under management went from $269,236,959 to $424,799,105 (+58%).
- Added an office in Miami, FL.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Gamma Asset Management LLC (CRD 300050): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/gamma-asset-management-llc-san-juan-pr-300050