AdvisorCensus / Financial advisors / Tennessee / Memphis / Frazee Investment Consulting, Inc.
Frazee Investment Consulting, Inc. is an SEC-registered investment advisory firm in Memphis, TN, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 13, 2026.
Quick answers
From the filingHow is Frazee Investment Consulting, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Frazee Investment Consulting, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.
How much does Frazee Investment Consulting, Inc. charge?
Its Form ADV Part 2A brochure dated July 7, 2026 states: Flat fee: $2,500 (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Frazee Investment Consulting, Inc. located?
Frazee Investment Consulting, Inc.'s principal office is in Memphis, TN, according to its Form ADV.
Is Frazee Investment Consulting, Inc. registered with the SEC or a state?
Frazee Investment Consulting, Inc. is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 123662.
How much does Frazee Investment Consulting, Inc. manage?
Frazee Investment Consulting, Inc. reports $195,541,442 in regulatory assets under management in its Form ADV filing dated July 13, 2026 (100% discretionary).
How have Frazee Investment Consulting, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Frazee Investment Consulting, Inc.: Regulatory assets under management: $157,716,061 in the October 2021 data and $195,541,442 in the October 2026 data, up 24%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Frazee Investment Consulting, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (59); high net worth individuals (51).
Which custodians does Frazee Investment Consulting, Inc. use?
Frazee Investment Consulting, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Frazee Investment Consulting, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123662
Does Frazee Investment Consulting, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated July 7, 2026 says: "A minimum deposit of $500,000 is typically required to establish a managed account. There is no minimum annual fee for any account." "With some exceptions, the minimum portfolio value eligible for a managed account is $500,000. There is no minimum annual fee for any account. Under certain circumstances and in our sole discretion, we may negotiate the account minimums."
What changed in Frazee Investment Consulting, Inc.'s recent Form ADV filings?
In the March 2026 filing data: Regulatory assets under management went from $177,168,541 to $195,541,442 (+10%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
A minimum deposit of $500,000 is typically required to establish a managed account. There is no minimum annual fee for any account.
With some exceptions, the minimum portfolio value eligible for a managed account is $500,000. There is no minimum annual fee for any account. Under certain circumstances and in our sole discretion, we may negotiate the account minimums.
Flat fee: $2,500 (financial planning services)
The brochure's wording
We charge a fixed fee for financial planning services. The minimum fee is typically $2,500 but is negotiable depending upon the complexity and scope of the plan, your financial situation, and your objectives.
As stated in the firm's Form ADV Part 2A brochure dated July 7, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$195,541,442 as of October 2026, filing dated July 13, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2019 (7 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $195,541,442 | 3 | July 13, 2026 |
| October 2025 | $177,168,541 | 3 | February 19, 2025 |
| October 2024 | $164,591,993 | 3 | March 5, 2024 |
| October 2023 | $165,628,155 | 3 | February 23, 2023 |
| October 2022 | $176,654,343 | 3 | June 28, 2022 |
| October 2021 | $157,716,061 | 3 | March 3, 2021 |
Regulatory assets under management: $157,716,061 in the October 2021 data and $195,541,442 in the October 2026 data, up 24%.
Total employees: 3 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Regulatory assets under management went from $177,168,541 to $195,541,442 (+10%).
- January 2026
- No longer registered or notice-filed in NE.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Frazee Investment Consulting, Inc. (CRD 123662): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/frazee-investment-consulting-inc-memphis-tn-123662