AdvisorCensus / Financial advisors / Arizona / Phoenix / Form Prosperity Wealth Advisors, LLC
Form Prosperity Wealth Advisors, LLC
Filed as FORM PROSPERITY WEALTH ADVISORS, LLC
Form Prosperity Wealth Advisors, LLC is an SEC-registered investment advisory firm in Chandler, AZ, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 21, 2026.
Quick answers
From the filingHow is Form Prosperity Wealth Advisors, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Form Prosperity Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
How much does Form Prosperity Wealth Advisors, LLC charge?
Its Form ADV Part 2A brochure dated July 21, 2026 states: Up to $249,999: 2% a year; $250,000 to $499,999: 1.75% a year; $500,000 to $749,999: 1.5% a year; $750,000 to $999,999: 1.4% a year; Above $1,000,000: 1.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Form Prosperity Wealth Advisors, LLC located?
Form Prosperity Wealth Advisors, LLC's principal office is in Chandler, AZ, according to its Form ADV.
Is Form Prosperity Wealth Advisors, LLC registered with the SEC or a state?
Form Prosperity Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 307792.
How much does Form Prosperity Wealth Advisors, LLC manage?
Form Prosperity Wealth Advisors, LLC reports $118,965,694 in regulatory assets under management in its Form ADV filing dated July 21, 2026 (100% discretionary).
What types of clients does Form Prosperity Wealth Advisors, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (297); high net worth individuals (27); corporations or other businesses not listed above (2).
Which custodians does Form Prosperity Wealth Advisors, LLC use?
Form Prosperity Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Form Prosperity Wealth Advisors, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307792
What changed in Form Prosperity Wealth Advisors, LLC's recent Form ADV filings?
In the May 2026 filing data: Registered or notice-filed in LA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $249,999 | 2% |
| $250,000 to $499,999 | 1.75% |
| $500,000 to $749,999 | 1.5% |
| $750,000 to $999,999 | 1.4% |
| Above $1,000,000 | 1.25% |
The brochure's wording
FORM charges an annual investment advisory fee based on the total assets under management as follows: Assets Under Management Standard Annual Fee Up to $249,999 2.00% $250,000 to $499,999 1.75% $500,000 to $749,999 1.50% $750,000 to $999,999 1.40% Over $1,000,000 1.25%
Minimum annual fee: $1,000
The brochure's wording
FORM charges a minimum annual fee of $1,000 per household for advisory Clients.
As stated in the firm's Form ADV Part 2A brochure dated July 21, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$118,965,694 as of October 2026, filing dated July 21, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2026 (0 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
5 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- May 2026
- Registered or notice-filed in LA.
- April 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Form Prosperity Wealth Advisors, LLC (CRD 307792): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/form-prosperity-wealth-advisors-llc-chandler-az-307792