AdvisorCensus / Financial advisors / North Carolina / Raleigh / Findicia, Inc.
Findicia, Inc. is an SEC-registered investment advisory firm in Raleigh, NC, registered since 2026, with no regulatory assets under management reported in its Form ADV filing dated April 27, 2026.
Quick answers
From the filingHow is Findicia, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Findicia, Inc. reports these compensation arrangements: fixed fees (other than subscription fees); other.
How much does Findicia, Inc. charge?
Its Form ADV Part 2A brochure dated April 27, 2026 states: Flat fee: $99 to $499 (each time a special insight area is accessed). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Findicia, Inc. located?
Findicia, Inc.'s principal office is in Raleigh, NC, according to its Form ADV.
Is Findicia, Inc. registered with the SEC or a state?
Findicia, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 330609.
Does Findicia, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330609
What changed in Findicia, Inc.'s recent Form ADV filings?
In the July 2026 filing data: Newly registered with the SEC.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Fixed fees (other than subscription fees)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AFlat fee: $99 to $499 (each time a special insight area is accessed)
The brochure's wording
a one-time fee between $99 and $499 for each time a special insight area is accessed
As stated in the firm's Form ADV Part 2A brochure dated April 27, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: 120-Day Approval.
- Registered since
- 2026 (0 years)
- Employees
- Total: 1. Performing investment advisory functions: 0.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- July 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Findicia, Inc. (CRD 330609): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/findicia-inc-raleigh-nc-330609