AdvisorCensus / Financial advisors / Financial Avenues
Financial Avenues is an SEC-registered investment advisory firm, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.
Quick answers
From the filingHow is Financial Avenues compensated?
On its Form ADV (Item 5.E, October 2026), Financial Avenues reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees).
Is Financial Avenues registered with the SEC or a state?
Financial Avenues is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 153458.
How much does Financial Avenues manage?
Financial Avenues reports $147,618,248 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).
What types of clients does Financial Avenues serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (50); individuals (other than high net worth individuals) (44); pension and profit sharing plans (but not the plan participants or government pension plans) (2).
Which custodians does Financial Avenues use?
Financial Avenues' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Vanguard Marketing Corporation as custodians holding 10% or more of its separately managed account assets.
Does Financial Avenues report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153458
Does Financial Avenues state an account minimum?
Its Form ADV Part 2A brochure dated March 31, 2026 says: "We do not require minimum income levels, minimum level of assets, or other conditions for our services."
What changed in Financial Avenues' recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 2 to 4. Regulatory assets under management went from $127,715,226 to $147,618,248 (+16%). Changed its office addresses in Leawood, KS.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: None
The brochure's wording
We do not require minimum income levels, minimum level of assets, or other conditions for our services.
As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$147,618,248 as of October 2026, filing dated March 31, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Legal name
- Financial Avenues LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (0 years)
- Employees
- Total: 4. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the April 2026 filing
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 2 to 4.
- Regulatory assets under management went from $127,715,226 to $147,618,248 (+16%).
- Changed its office addresses in Leawood, KS.
- January 2026
- Newly registered with the SEC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Financial Avenues (CRD 153458): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/financial-avenues-153458