AdvisorCensus / Financial advisors / California / Los Angeles / Financial Advisors Network, Inc.
Financial Advisors Network, Inc. is an SEC-registered investment advisory firm in Tustin, CA, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is Financial Advisors Network, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Financial Advisors Network, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
How much does Financial Advisors Network, Inc. charge?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Hourly rate: $350 an hour (financial advisors for financial planning and consulting services); Flat fee: $1,250 to $3,500 (financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Financial Advisors Network, Inc. located?
Financial Advisors Network, Inc.'s principal office is in Tustin, CA, according to its Form ADV.
Is Financial Advisors Network, Inc. registered with the SEC or a state?
Financial Advisors Network, Inc. is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 152083.
How much does Financial Advisors Network, Inc. manage?
Financial Advisors Network, Inc. reports $1,106,044,439 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (94% discretionary).
How have Financial Advisors Network, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Financial Advisors Network, Inc.: Regulatory assets under management: $408,639,330 in the October 2021 data and $1,106,044,439 in the October 2026 data, up 171%. Total employees: 12 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Financial Advisors Network, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (488); high net worth individuals (328); pension and profit sharing plans (but not the plan participants or government pension plans) (7).
Which custodians does Financial Advisors Network, Inc. use?
Financial Advisors Network, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Financial Advisors Network, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152083
What changed in Financial Advisors Network, Inc.'s recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 11 to 12. Regulatory assets under management went from $954,048,143 to $1,106,044,439 (+16%). Registered or notice-filed in UT.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AHourly rate: $350 an hour (financial advisors for financial planning and consulting services)
The brochure's wording
Our hourly fees are $350 for financial advisors and $125 for paraplanners.
Flat fee: $1,250 to $3,500 (financial planning and consulting services)
The brochure's wording
Flat fees generally range from $1,250 to $3,500.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,106,044,439 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
- Other
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2012 (14 years)
- Employees
- Total: 22. Performing investment advisory functions: 12.
- Wrap fee program participation
- Yes.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
14 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,106,044,439 | 22 | March 30, 2026 |
| October 2025 | $954,048,143 | 13 | March 27, 2025 |
| October 2024 | $799,117,676 | 13 | March 28, 2024 |
| October 2023 | $613,931,952 | 13 | March 31, 2023 |
| October 2022 | $657,710,549 | 12 | February 23, 2022 |
| October 2021 | $408,639,330 | 12 | August 26, 2021 |
Regulatory assets under management: $408,639,330 in the October 2021 data and $1,106,044,439 in the October 2026 data, up 171%.
Total employees: 12 in October 2021 and 22 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 11 to 12.
- Regulatory assets under management went from $954,048,143 to $1,106,044,439 (+16%).
- Registered or notice-filed in UT.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Financial Advisors Network, Inc. (CRD 152083): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/financial-advisors-network-inc-tustin-ca-152083