AdvisorCensus / Financial advisors / New York / New York / Financial Advisor Network, Inc.
Financial Advisor Network, Inc.
Filed as FINANCIAL ADVISOR NETWORK, INC. · Legal name Trotta, John (NMN)
Financial Advisor Network, Inc. is an SEC-registered investment advisory firm in Farmingdale, NY, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 16, 2026.
Quick answers
From the filingHow is Financial Advisor Network, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Financial Advisor Network, Inc. reports these compensation arrangements: a percentage of assets under its management.
What does Financial Advisor Network, Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated February 16, 2026 states: Up to $250,000: 1.25% a year; $250,000 to $1,000,000: 0.9% a year; $1,000,000 to $2,000,000: 0.75% a year; Above $2,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Financial Advisor Network, Inc. located?
Financial Advisor Network, Inc.'s principal office is in Farmingdale, NY, according to its Form ADV.
Is Financial Advisor Network, Inc. registered with the SEC or a state?
Financial Advisor Network, Inc. is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 125537.
How much does Financial Advisor Network, Inc. manage?
Financial Advisor Network, Inc. reports $135,000,000 in regulatory assets under management in its Form ADV filing dated February 16, 2026 (100% discretionary).
How have Financial Advisor Network, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Financial Advisor Network, Inc.: Regulatory assets under management: $113,000,000 in the October 2021 data and $135,000,000 in the October 2026 data, up 19%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Financial Advisor Network, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (111); high net worth individuals (47).
Does Financial Advisor Network, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125537
Does Financial Advisor Network, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated February 16, 2026 says: "The minimum account level required to open an account is $250,000 per household."
What changed in Financial Advisor Network, Inc.'s recent Form ADV filings?
In the March 2026 filing data: Employees performing advisory functions went from 3 to 2.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $250,000 | 1.25% |
| $250,000 to $1,000,000 | 0.9% |
| $1,000,000 to $2,000,000 | 0.75% |
| Above $2,000,000 | 0.5% |
The brochure's wording
On the first $250,000 1.25% On the next $750,000 0.90% On the next $1,000,000 0.75% Over $2,000,000 0.50%
Account minimum: $250,000
The brochure's wording
The minimum account level required to open an account is $250,000 per household.
As stated in the firm's Form ADV Part 2A brochure dated February 16, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$135,000,000 as of October 2026, filing dated February 16, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Legal name
- Trotta, John (NMN)
- Also doing business as
- FINANCIAL ADVISOR NETWORK, INC.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (12 years)
- Employees
- Total: 4. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $135,000,000 | 4 | February 16, 2026 |
| October 2025 | $146,000,000 | 5 | February 17, 2025 |
| October 2024 | $140,000,000 | 5 | February 21, 2024 |
| October 2023 | $135,000,000 | 5 | February 8, 2023 |
| October 2022 | $130,000,000 | 5 | February 22, 2022 |
| October 2021 | $113,000,000 | 5 | March 30, 2021 |
Regulatory assets under management: $113,000,000 in the October 2021 data and $135,000,000 in the October 2026 data, up 19%.
Total employees: 5 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- March 2026
- Employees performing advisory functions went from 3 to 2.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Financial Advisor Network, Inc. (CRD 125537): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/financial-advisor-network-inc-farmingdale-ny-125537