AdvisorCensus / Financial advisors / California / San Francisco / Fairview Capital
Fairview Capital
Filed as FAIRVIEW CAPITAL · Legal name Fairview Capital Investment Management, LLC
Fairview Capital is an SEC-registered investment advisory firm in Greenbrae, CA, registered since 1998, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.
Quick answers
From the filingHow is Fairview Capital compensated?
On its Form ADV (Item 5.E, October 2026), Fairview Capital reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Fairview Capital located?
Fairview Capital's principal office is in Greenbrae, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Fairview Capital registered with the SEC or a state?
Fairview Capital is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 108102.
How much does Fairview Capital manage?
Fairview Capital reports $2,026,735,656 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).
How have Fairview Capital's assets and staff changed since 2021?
In the Form ADV data for Fairview Capital: Regulatory assets under management: $1,383,789,095 in the October 2021 data and $2,026,735,656 in the October 2026 data, up 46%. Total employees: 14 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Fairview Capital serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (241).
Which custodians does Fairview Capital use?
Fairview Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and The Northern Trust Company as custodians holding 10% or more of its separately managed account assets.
Does Fairview Capital report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108102
Does Fairview Capital state an account minimum?
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Fairview Capital generally requires a minimum of $2,000,000 to open an individually managed account, but reserves the right to waive this minimum."
What changed in Fairview Capital's recent Form ADV filings?
In the April 2026 filing data: Registered or notice-filed in OR.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $2,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Fairview Capital generally requires a minimum of $2,000,000 to open an individually managed account, but reserves the right to waive this minimum.
As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$2,026,735,656 as of October 2026, filing dated March 31, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Registration and firm details
Items 1, 2, 5- Legal name
- Fairview Capital Investment Management, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1998 (28 years)
- Employees
- Total: 17. Performing investment advisory functions: 8.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
-
10 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $2,026,735,656 | 17 | March 31, 2026 |
| October 2025 | $1,996,013,409 | 16 | March 31, 2025 |
| October 2024 | $1,754,940,256 | 16 | March 28, 2024 |
| October 2023 | $1,540,978,775 | 16 | March 31, 2023 |
| October 2022 | $1,646,331,424 | 19 | March 31, 2022 |
| October 2021 | $1,383,789,095 | 14 | May 18, 2021 |
Regulatory assets under management: $1,383,789,095 in the October 2021 data and $2,026,735,656 in the October 2026 data, up 46%.
Total employees: 14 in October 2021 and 17 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Registered or notice-filed in OR.
- January 2026
- No longer registered or notice-filed in TX.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Fairview Capital (CRD 108102): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/fairview-capital-greenbrae-ca-108102