AdvisorCensus / Financial advisors / California / Vallejo / Epsilon Financial Group, Inc.
Epsilon Financial Group, Inc. is an SEC-registered investment advisory firm in Fairfield, CA, registered since 2003, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 29, 2026.
Quick answers
From the filingHow is Epsilon Financial Group, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Epsilon Financial Group, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
Where is Epsilon Financial Group, Inc. located?
Epsilon Financial Group, Inc.'s principal office is in Fairfield, CA, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Epsilon Financial Group, Inc. registered with the SEC or a state?
Epsilon Financial Group, Inc. is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 111990.
How much does Epsilon Financial Group, Inc. manage?
Epsilon Financial Group, Inc. reports $626,099,465 in regulatory assets under management in its Form ADV filing dated June 29, 2026 (98% discretionary).
How have Epsilon Financial Group, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Epsilon Financial Group, Inc.: Regulatory assets under management: $415,369,766 in the October 2021 data and $626,099,465 in the October 2026 data, up 51%. Total employees: 7 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Epsilon Financial Group, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (264); high net worth individuals (164); corporations or other businesses not listed above (4).
Which custodians does Epsilon Financial Group, Inc. use?
Epsilon Financial Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Epsilon Financial Group, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111990
Does Epsilon Financial Group, Inc. state an account minimum?
Its Form ADV Part 2A brochure dated June 29, 2026 says: "EFG has a minimum account size for new accounts of $250,000. Accounts below the stated minimum may be accepted on an individual basis at the discretion of EFG."
What changed in Epsilon Financial Group, Inc.'s recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $554,131,384 to $626,099,465 (+13%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $250,000 (the brochure says it may be waived or negotiated)
The brochure's wording
EFG has a minimum account size for new accounts of $250,000. Accounts below the stated minimum may be accepted on an individual basis at the discretion of EFG.
As stated in the firm's Form ADV Part 2A brochure dated June 29, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$626,099,465 as of October 2026, filing dated June 29, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2003 (22 years)
- Employees
- Total: 8. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the July 2026 filing
- States registered or notice-filed
-
8 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $626,099,465 | 8 | June 29, 2026 |
| October 2025 | $554,131,384 | 8 | March 20, 2025 |
| October 2024 | $558,995,143 | 8 | March 18, 2024 |
| October 2023 | $466,001,259 | 8 | September 1, 2023 |
| October 2022 | $468,298,226 | 8 | March 15, 2022 |
| October 2021 | $415,369,766 | 7 | August 8, 2021 |
Regulatory assets under management: $415,369,766 in the October 2021 data and $626,099,465 in the October 2026 data, up 51%.
Total employees: 7 in October 2021 and 8 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $554,131,384 to $626,099,465 (+13%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Epsilon Financial Group, Inc. (CRD 111990): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/epsilon-financial-group-inc-fairfield-ca-111990