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AdvisorCensus / Financial advisors / Pennsylvania / Harrisburg / Enhancing Capital LLC

Enhancing Capital LLC

Harrisburg, PASEC-registered investment adviserCRD 290018

Filed as ENHANCING CAPITAL LLC

Enhancing Capital LLC is an SEC-registered investment advisory firm in Harrisburg, PA, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

8 years
registered since 2017
$367,997,735
assets under management
2 arrangements
Percentage of assets, Performance-based
None
disclosure items (Item 11)

Quick answers

From the filing

How is Enhancing Capital LLC compensated?

On its Form ADV (Item 5.E, October 2026), Enhancing Capital LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

Where is Enhancing Capital LLC located?

Enhancing Capital LLC's principal office is in Harrisburg, PA, according to its Form ADV.

Is Enhancing Capital LLC registered with the SEC or a state?

Enhancing Capital LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 290018.

How much does Enhancing Capital LLC manage?

Enhancing Capital LLC reports $367,997,735 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

How have Enhancing Capital LLC's assets and staff changed since 2021?

In the Form ADV data for Enhancing Capital LLC: Regulatory assets under management: $274,100,469 in the October 2021 data and $367,997,735 in the October 2026 data, up 34%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

What types of clients does Enhancing Capital LLC serve?

By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (7); corporations or other businesses not listed above (7); high net worth individuals (6).

Which custodians does Enhancing Capital LLC use?

Enhancing Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and First State Trust Company as custodians holding 10% or more of its separately managed account assets.

Does Enhancing Capital LLC report any disciplinary disclosures?

Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/290018

Does Enhancing Capital LLC state an account minimum?

Its Form ADV Part 2A brochure dated March 31, 2026 says: "EC maintains an advisory account minimum of $250,000. Private funds sponsored by EC generally require a $250,000 initial investment commitment. The minimum or initial investment amounts may be waived by EC in its sole discretion."

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E
  • A percentage of assets under your management
  • Performance-based fees

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Fees and minimums

Form ADV Part 2A

The brochure lists different fees for different services or strategies; see the brochure for them.

Account minimum: $250,000 (the brochure says it may be waived or negotiated)

The brochure's wording
EC maintains an advisory account minimum of $250,000. Private funds sponsored by EC generally require a $250,000 initial investment commitment. The minimum or initial investment amounts may be waived by EC in its sole discretion.

Minimum annual fee: None

The brochure's wording
The Firm does not impose an annual minimum advisory fee amount on its investors.

As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

Regulatory assets under management

Item 5.F
$367,997,735

$367,997,735 as of October 2026, filing dated March 31, 2026.

Discretionary: $367,952,310.Non-discretionary: $45,425.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D
Individuals (other than high net worth individuals)
Clients 7 Assets $2,926,758 (1%)
High net worth individuals
Clients 6 Assets $4,510,110 (1%)
Banking or thrift institutions
Clients 0 Assets $0 (0%)
Investment companies
Clients 0 Assets $0 (0%)
Business development companies
Clients 0 Assets $0 (0%)
Pooled investment vehicles (other than investment companies and business development companies)
Clients 1 Assets $21,672,218 (6%)
Pension and profit sharing plans (but not the plan participants or government pension plans)
Clients 0 Assets $0 (0%)
Charitable organizations
Clients Fewer than 5 Assets $1,312,690 (0%)
State or municipal government entities (including government pension plans)
Clients 0 Assets $0 (0%)
Other investment advisers
Clients 0 Assets $0 (0%)
Insurance companies
Clients Fewer than 5 Assets $306,817,676 (83%)
Sovereign wealth funds and foreign official institutions
Clients 0 Assets $0 (0%)
Corporations or other businesses not listed above
Clients 7 Assets $30,758,283 (8%)
Other
Clients 0 Assets $0 (0%)

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients

Registration and firm details

Items 1, 2, 5
Registration
SEC-registered investment adviser. Status as filed: Approved.
Registered since
2017 (8 years)
Employees
Total: 4. Performing investment advisory functions: 4.
Wrap fee program participation
No.
Custodians (Schedule D, Section 5.K(3))
Charles Schwab & Co., Inc.First State Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

States registered or notice-filed
2 states or jurisdictions
PATX

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

Disclosures

Item 11

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Assets and staff over time

Items 5.A, 5.F
$274M 2021 $301M 2022 $294M 2023 $298M 2024 $342M 2025 $368M 2026
Data periodAssets under managementEmployeesFiling dated
October 2026$367,997,7354March 31, 2026
October 2025$341,983,5974March 31, 2025
October 2024$297,667,9435March 12, 2024
October 2023$293,573,9404May 18, 2023
October 2022$300,906,9325August 29, 2022
October 2021$274,100,4694September 10, 2021

Regulatory assets under management: $274,100,469 in the October 2021 data and $367,997,735 in the October 2026 data, up 34%.

Total employees: 4 in October 2021 and 4 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

Changes in the filing

Last 12 months

No changes to these filed facts in the last 12 months of filing data.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I
enhancingcapital.com

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. Enhancing Capital LLC (CRD 290018): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/enhancing-capital-llc-harrisburg-pa-290018