AdvisorCensus / Financial advisors / Arizona / Phoenix / Embark Wealth Management, LLC
Embark Wealth Management, LLC is an SEC-registered investment advisory firm in Tempe, AZ, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is Embark Wealth Management, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Embark Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management.
How much does Embark Wealth Management, LLC charge?
Its Form ADV Part 2A brochure dated March 30, 2026 states: $1 to $100,000: 1.5% a year; $100,001 to $200,000: 1.4% a year; $200,001 to $300,000: 1.3% a year; $300,001 to $400,000: 1.2% a year; $400,001 to $500,000: 1.1% a year; Above $500,001: 1% a year; Flat fee: $49 to $99 a month (financial planning services); Hourly rate: $250 an hour (these services). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Embark Wealth Management, LLC located?
Embark Wealth Management, LLC's principal office is in Tempe, AZ, according to its Form ADV.
Is Embark Wealth Management, LLC registered with the SEC or a state?
Embark Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 157950.
How much does Embark Wealth Management, LLC manage?
Embark Wealth Management, LLC reports $57,378,134 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (0% discretionary).
How have Embark Wealth Management, LLC's assets and staff changed since 2024?
In the Form ADV data for Embark Wealth Management, LLC: Regulatory assets under management: $43,306,543 in the October 2024 data and $57,378,134 in the October 2026 data, up 32%. Total employees: 3 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Embark Wealth Management, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (357); high net worth individuals (12).
Which custodians does Embark Wealth Management, LLC use?
Embark Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC as a custodian holding 10% or more of its separately managed account assets.
Does Embark Wealth Management, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157950
What changed in Embark Wealth Management, LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $51,847,440 to $57,378,134 (+11%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| $1 to $100,000 | 1.5% |
| $100,001 to $200,000 | 1.4% |
| $200,001 to $300,000 | 1.3% |
| $300,001 to $400,000 | 1.2% |
| $400,001 to $500,000 | 1.1% |
| Above $500,001 | 1% |
The brochure's wording
Total Assets Under Management Annual Fee $1 - $100,000 1.50% $100,001 - $200,000 1.40% $200,001 - $300,000 1.30% $300,001 - $400,000 1.20% $400,001 - $500,000 1.10% Above $500,000 1.00%
Flat fee: $49 to $99 a month (financial planning services)
The brochure's wording
The fixed rate financial planning services ranges between $49 and $99 per month. The fees are negotiable, and the final fee schedule will be attached to the Financial Planning Agreement.
Hourly rate: $250 an hour (these services)
The brochure's wording
The hourly fee for these services is $250. The fees are negotiable, and the final fee schedule will be attached to the Financial Planning Agreement.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$57,378,134 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 3. Performing investment advisory functions: 3.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
15 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $57,378,134 | 3 | March 30, 2026 |
| October 2025 | $51,847,440 | 3 | March 28, 2025 |
| October 2024 | $43,306,543 | 3 | September 26, 2024 |
Regulatory assets under management: $43,306,543 in the October 2024 data and $57,378,134 in the October 2026 data, up 32%.
Total employees: 3 in October 2024 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $51,847,440 to $57,378,134 (+11%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Embark Wealth Management, LLC (CRD 157950): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/embark-wealth-management-llc-tempe-az-157950