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Eliot Finkel Investment Counsel, LLC
Filed as ELIOT FINKEL INVESTMENT COUNSEL, LLC
Eliot Finkel Investment Counsel, LLC is an SEC-registered investment advisory firm in Beverly Hills, CA, registered since 1974, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is Eliot Finkel Investment Counsel, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Eliot Finkel Investment Counsel, LLC reports these compensation arrangements: a percentage of assets under its management.
What does Eliot Finkel Investment Counsel, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Up to $499,999.99: 1.25% a year; $500,000 to $1,000,000: 1% a year; $1,000,000 to $3,000,000: 0.75% a year; Above $3,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Eliot Finkel Investment Counsel, LLC located?
Eliot Finkel Investment Counsel, LLC's principal office is in Beverly Hills, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Eliot Finkel Investment Counsel, LLC registered with the SEC or a state?
Eliot Finkel Investment Counsel, LLC is an SEC-registered investment advisory firm, registered since 1974. Status as filed: Approved. CRD 104695.
How much does Eliot Finkel Investment Counsel, LLC manage?
Eliot Finkel Investment Counsel, LLC reports $186,985,425 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).
How have Eliot Finkel Investment Counsel, LLC's assets and staff changed since 2021?
In the Form ADV data for Eliot Finkel Investment Counsel, LLC: Regulatory assets under management: $156,446,740 in the October 2021 data and $186,985,425 in the October 2026 data, up 20%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Eliot Finkel Investment Counsel, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (38); individuals (other than high net worth individuals) (33); pension and profit sharing plans (but not the plan participants or government pension plans) (2).
Which custodians does Eliot Finkel Investment Counsel, LLC use?
Eliot Finkel Investment Counsel, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Eliot Finkel Investment Counsel, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104695
Does Eliot Finkel Investment Counsel, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Our minimum account is $500,000 which may be waived for clients with substantial future earning capacity."
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $499,999.99 | 1.25% |
| $500,000 to $1,000,000 | 1% |
| $1,000,000 to $3,000,000 | 0.75% |
| Above $3,000,000 | 0.5% |
The brochure's wording
EF Invest’s fee structure is: Portfolio Value Annual Rate For assets less than $500,000 1.25% Plus for assets between $500,000 and $1,000,000 1.00% Plus for assets between $1,000,000 and $3,000,000 0.75% Plus for assets over $3,000,000 0.50%
Account minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Our minimum account is $500,000 which may be waived for clients with substantial future earning capacity.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$186,985,425 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Also doing business as
- EF INVEST
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1974 (52 years)
- Employees
- Total: 3. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $186,985,425 | 3 | March 30, 2026 |
| October 2025 | $183,715,336 | 3 | March 18, 2025 |
| October 2024 | $173,514,265 | 3 | May 21, 2024 |
| October 2023 | $178,579,135 | 3 | March 31, 2023 |
| October 2022 | $209,757,727 | 3 | March 30, 2022 |
| October 2021 | $156,446,740 | 3 | March 25, 2021 |
Regulatory assets under management: $156,446,740 in the October 2021 data and $186,985,425 in the October 2026 data, up 20%.
Total employees: 3 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Eliot Finkel Investment Counsel, LLC (CRD 104695): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/eliot-finkel-investment-counsel-llc-beverly-hills-ca-104695