AdvisorCensus / Financial advisors / Illinois / Chicago / Eastspring US
Eastspring US
Filed as EASTSPRING US · Legal name Eastspring Investments Incorporated
Eastspring US is an SEC-registered investment advisory firm in Chicago, IL, registered since 2014, with no regulatory assets under management reported in its Form ADV filing dated August 10, 2026.
Quick answers
From the filingHow is Eastspring US compensated?
On its Form ADV (Item 5.E, October 2026), Eastspring US reports these compensation arrangements: other.
Where is Eastspring US located?
Eastspring US' principal office is in Chicago, IL, according to its Form ADV.
Is Eastspring US registered with the SEC or a state?
Eastspring US is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 169439.
How have Eastspring US' assets and staff changed since 2021?
In the Form ADV data for Eastspring US: Total employees: 4 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
Does Eastspring US report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169439
What changed in Eastspring US' recent Form ADV filings?
In the September 2026 filing data: Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.D(2)).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated August 10, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.FNot reported.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Pension consulting services
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Eastspring Investments Incorporated
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2014 (12 years)
- Employees
- Total: 6. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | Not reported | 6 | August 10, 2026 |
| October 2025 | $197,007,326 | 7 | June 9, 2025 |
| October 2024 | Not reported | 7 | June 6, 2024 |
| October 2023 | Not reported | 6 | September 22, 2023 |
| October 2022 | Not reported | 6 | June 30, 2022 |
| October 2021 | Not reported | 4 | August 16, 2021 |
Total employees: 4 in October 2021 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- September 2026
- Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.D(2)).
- December 2025
- Regulatory assets under management went from $197,007,326 to $49,983,664 (-75%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Eastspring US (CRD 169439): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/eastspring-us-chicago-il-169439