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Douglas C. Lane & Associates
Filed as DOUGLAS C. LANE & ASSOCIATES · Legal name Douglas Lane & Associates, LLC
Douglas C. Lane & Associates is an SEC-registered investment advisory firm in New York, NY, registered since 2016, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is Douglas C. Lane & Associates compensated?
On its Form ADV (Item 5.E, October 2026), Douglas C. Lane & Associates reports these compensation arrangements: a percentage of assets under its management.
How much does Douglas C. Lane & Associates charge?
Its Form ADV Part 2A brochure dated March 30, 2026 states: Up to $5,000,000: 1% a year; $5,000,000 to $15,000,000: 0.75% a year; $15,000,000 to $30,000,000: 0.6% a year; $30,000,000 to $50,000,000: 0.5% a year; Above $50,000,000: 0.3% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Douglas C. Lane & Associates located?
Douglas C. Lane & Associates' principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is Douglas C. Lane & Associates registered with the SEC or a state?
Douglas C. Lane & Associates is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 282563.
How much does Douglas C. Lane & Associates manage?
Douglas C. Lane & Associates reports $8,440,543,357 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).
How have Douglas C. Lane & Associates' assets and staff changed since 2021?
In the Form ADV data for Douglas C. Lane & Associates: Regulatory assets under management: $6,877,254,796 in the October 2021 data and $8,440,543,357 in the October 2026 data, up 23%. Total employees: 33 in October 2021 and 37 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Douglas C. Lane & Associates serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (874); individuals (other than high net worth individuals) (210); pension and profit sharing plans (but not the plan participants or government pension plans) (27).
Which custodians does Douglas C. Lane & Associates use?
Douglas C. Lane & Associates' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets.
Does Douglas C. Lane & Associates report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282563
Does Douglas C. Lane & Associates state an account minimum?
Its Form ADV Part 2A brochure dated March 30, 2026 says: "We typically require new clients to have a minimum of $1,000,000 to invest with us, but will waive the minimum investment amount under circumstances where we deem appropriate."
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $5,000,000 | 1% |
| $5,000,000 to $15,000,000 | 0.75% |
| $15,000,000 to $30,000,000 | 0.6% |
| $30,000,000 to $50,000,000 | 0.5% |
| Above $50,000,000 | 0.3% |
The brochure's wording
The annual fee is based on a client’s assets under our management according to the following schedule:
1.00% on the first $ 5 million .75% on the next $10 million .60% on the next $15 million .50% on the next $20 million .30% thereafter
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
We typically require new clients to have a minimum of $1,000,000 to invest with us, but will waive the minimum investment amount under circumstances where we deem appropriate.
As stated in the firm's Form ADV Part 2A brochure dated March 30, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$8,440,543,357 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Douglas Lane & Associates, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2016 (10 years)
- Employees
- Total: 37. Performing investment advisory functions: 17.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the April 2026 filing
- States registered or notice-filed
-
48 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $8,440,543,357 | 37 | March 30, 2026 |
| October 2025 | $8,230,575,270 | 37 | April 8, 2025 |
| October 2024 | $7,601,940,178 | 38 | March 27, 2024 |
| October 2023 | $7,045,878,431 | 36 | September 25, 2023 |
| October 2022 | $8,475,466,283 | 34 | March 30, 2022 |
| October 2021 | $6,877,254,796 | 33 | July 9, 2021 |
Regulatory assets under management: $6,877,254,796 in the October 2021 data and $8,440,543,357 in the October 2026 data, up 23%.
Total employees: 33 in October 2021 and 37 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Douglas C. Lane & Associates (CRD 282563): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/douglas-c-lane-and-associates-new-york-ny-282563