AdvisorCensus / Financial advisors / Florida / Tampa / DMK Advisor Group, Inc.
DMK Advisor Group, Inc. is an SEC-registered investment advisory firm in Lutz, FL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 14, 2026.
Quick answers
From the filingHow is DMK Advisor Group, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), DMK Advisor Group, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is DMK Advisor Group, Inc. located?
DMK Advisor Group, Inc.'s principal office is in Lutz, FL, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).
Is DMK Advisor Group, Inc. registered with the SEC or a state?
DMK Advisor Group, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 41067.
How much does DMK Advisor Group, Inc. manage?
DMK Advisor Group, Inc. reports $130,803,725 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (100% discretionary).
How have DMK Advisor Group, Inc.'s assets and staff changed since 2021?
In the Form ADV data for DMK Advisor Group, Inc.: Regulatory assets under management: $78,267,230 in the October 2021 data and $130,803,725 in the October 2026 data, up 67%. Total employees: 48 in October 2021 and 38 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does DMK Advisor Group, Inc. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (412); high net worth individuals (103).
Does DMK Advisor Group, Inc. report any disciplinary disclosures?
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/41067
What changed in DMK Advisor Group, Inc.'s recent Form ADV filings?
In the June 2026 filing data: Regulatory assets under management went from $84,480,870 to $130,803,725 (+55%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2ASee the firm's brochure (dated June 2, 2026) for its fees and any account minimum, on the SEC's IAPD site.
Regulatory assets under management
Item 5.F$130,803,725 as of October 2026, filing dated September 14, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2021 (5 years)
- Employees
- Total: 38. Performing investment advisory functions: 28.
- Wrap fee program participation
- Yes.
- Other offices (Schedule D, Section 1.F)
-
1 other office, as of the October 2026 filing
- States registered or notice-filed
-
35 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 111 Reports 1 disclosure item on Form ADV Item 11. View on IAPD.
Questions answered yes on this filing
Regulatory matters Items 11.C to 11.G
- 11.E(2) Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. What happened, and who was involved, is on the Disclosure Reporting Pages of the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $130,803,725 | 38 | September 14, 2026 |
| October 2025 | $84,480,870 | 42 | July 23, 2025 |
| October 2024 | $80,621,557 | 33 | August 28, 2024 |
| October 2023 | $56,730,097 | 36 | June 6, 2023 |
| October 2022 | $61,931,669 | 42 | August 12, 2022 |
| October 2021 | $78,267,230 | 48 | September 30, 2021 |
Regulatory assets under management: $78,267,230 in the October 2021 data and $130,803,725 in the October 2026 data, up 67%.
Total employees: 48 in October 2021 and 38 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- June 2026
- Regulatory assets under management went from $84,480,870 to $130,803,725 (+55%).
- December 2025
- Registered or notice-filed in ID, WI.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. DMK Advisor Group, Inc. (CRD 41067): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/dmk-advisor-group-inc-lutz-fl-41067