AdvisorCensus / Financial advisors / California / San Diego / Dean Roland Russell, LLC
Dean Roland Russell, LLC is an SEC-registered investment advisory firm in San Diego, CA, registered since 1999, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.
Quick answers
From the filingHow is Dean Roland Russell, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Dean Roland Russell, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).
What does Dean Roland Russell, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 16, 2026 states: Up to $2,000,000: 1% a year; $2,000,001 to $3,000,000: 0.5% a year; $3,000,001 to $5,000,000: 0.4% a year; Above $5,000,001: 0.3% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Dean Roland Russell, LLC located?
Dean Roland Russell, LLC's principal office is in San Diego, CA, according to its Form ADV.
Is Dean Roland Russell, LLC registered with the SEC or a state?
Dean Roland Russell, LLC is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 109480.
How much does Dean Roland Russell, LLC manage?
Dean Roland Russell, LLC reports $351,202,738 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).
How have Dean Roland Russell, LLC's assets and staff changed since 2021?
In the Form ADV data for Dean Roland Russell, LLC: Regulatory assets under management: $306,860,162 in the October 2021 data and $351,202,738 in the October 2026 data, up 14%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Dean Roland Russell, LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (138); individuals (other than high net worth individuals) (37); pension and profit sharing plans (but not the plan participants or government pension plans) (1).
Does Dean Roland Russell, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109480
Does Dean Roland Russell, LLC state an account minimum?
Its Form ADV Part 2A brochure dated March 16, 2026 says: "We do not have an absolute minimum for investment portfolios or a minimum account size."
What changed in Dean Roland Russell, LLC's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 5 to 4. Regulatory assets under management went from $314,070,699 to $351,202,738 (+12%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $2,000,000 | 1% |
| $2,000,001 to $3,000,000 | 0.5% |
| $3,000,001 to $5,000,000 | 0.4% |
| Above $5,000,001 | 0.3% |
The brochure's wording
Our standard fee schedule, ranges from 1% to 0.3% of the value of your portfolio, per annum, with a minimum annual fee of $7,500.
Investable Assets Annual Fee $0 to $2,000,000* 1.0% (0.01) annually $2,000,001 to $3,000,000 0.5% (0.005) annually
$3,000,001 to $5,000,000 0.4% (0.004) annually Greater than $5,000,000 0.3% (0.003) annually
Account minimum: None
The brochure's wording
We do not have an absolute minimum for investment portfolios or a minimum account size.
Minimum annual fee: $7,500
The brochure's wording
Our standard fee schedule, ranges from 1% to 0.3% of the value of your portfolio, per annum, with a minimum annual fee of $7,500.
We have a minimum wealth management fee of $7,500, although exceptions may be made for certain situations.
As stated in the firm's Form ADV Part 2A brochure dated March 16, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$351,202,738 as of October 2026, filing dated March 16, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1999 (27 years)
- Employees
- Total: 6. Performing investment advisory functions: 4.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $351,202,738 | 6 | March 16, 2026 |
| October 2025 | $314,070,699 | 7 | March 24, 2025 |
| October 2024 | $288,496,337 | 5 | March 15, 2024 |
| October 2023 | $266,647,849 | 5 | March 30, 2023 |
| October 2022 | $303,672,725 | 5 | April 25, 2022 |
| October 2021 | $306,860,162 | 5 | February 24, 2021 |
Regulatory assets under management: $306,860,162 in the October 2021 data and $351,202,738 in the October 2026 data, up 14%.
Total employees: 5 in October 2021 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 5 to 4.
- Regulatory assets under management went from $314,070,699 to $351,202,738 (+12%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Dean Roland Russell, LLC (CRD 109480): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/dean-roland-russell-llc-san-diego-ca-109480