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Daba Advisors LLC

Miami, FLSEC-registered investment adviserCRD 319371

Filed as DABA ADVISORS LLC

Daba Advisors LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.

4 years
registered since 2022
$228,411
assets under management
3 arrangements
Percentage of assets, Subscription and more
None
disclosure items (Item 11)

Quick answers

From the filing

How is Daba Advisors LLC compensated?

On its Form ADV (Item 5.E, October 2026), Daba Advisors LLC reports these compensation arrangements: a percentage of assets under its management; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees).

Where is Daba Advisors LLC located?

Daba Advisors LLC's principal office is in Miami, FL, according to its Form ADV.

Is Daba Advisors LLC registered with the SEC or a state?

Daba Advisors LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 319371.

How much does Daba Advisors LLC manage?

Daba Advisors LLC reports $228,411 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (100% discretionary).

How have Daba Advisors LLC's assets and staff changed since 2022?

In the Form ADV data for Daba Advisors LLC: Regulatory assets under management: $0 in the October 2022 data and $228,411 in the October 2026 data. Total employees: 2 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

What types of clients does Daba Advisors LLC serve?

By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (136); high net worth individuals (1).

Which custodians does Daba Advisors LLC use?

Daba Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BOA Capital Securities as a custodian holding 10% or more of its separately managed account assets.

Does Daba Advisors LLC report any disciplinary disclosures?

Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/319371

Does Daba Advisors LLC state an account minimum?

Its Form ADV Part 2A brochure dated March 6, 2026 says: "There is no account minimum for any of DABA ADVISORS’ services."

What changed in Daba Advisors LLC's recent Form ADV filings?

In the April 2026 filing data: Regulatory assets under management went from $0 to $228,411.

From the Form ADV filing

Every figure below is as the firm filed it with regulators, as of October 2026.

How the firm is compensated

Item 5.E
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)

Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ

Fees and minimums

Form ADV Part 2A

The brochure lists different fees for different services or strategies; see the brochure for them.

Account minimum: None

The brochure's wording
There is no account minimum for any of DABA ADVISORS’ services.

As stated in the firm's Form ADV Part 2A brochure dated March 6, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site

Regulatory assets under management

Item 5.F
$228,411

$228,411 as of October 2026, filing dated March 6, 2026.

Discretionary: $228,411.Non-discretionary: $0.

A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means

Who the firm serves

Item 5.D
Individuals (other than high net worth individuals)
Clients 136 Assets $134,150 (59%)
High net worth individuals
Clients 1 Assets $94,261 (41%)
Banking or thrift institutions
Clients 0 Assets $0 (0%)
Investment companies
Clients 0 Assets $0 (0%)
Business development companies
Clients 0 Assets $0 (0%)
Pooled investment vehicles (other than investment companies and business development companies)
Clients 0 Assets $0 (0%)
Pension and profit sharing plans (but not the plan participants or government pension plans)
Clients 0 Assets $0 (0%)
Charitable organizations
Clients 0 Assets $0 (0%)
State or municipal government entities (including government pension plans)
Clients 0 Assets $0 (0%)
Other investment advisers
Clients 0 Assets $0 (0%)
Insurance companies
Clients 0 Assets $0 (0%)
Sovereign wealth funds and foreign official institutions
Clients 0 Assets $0 (0%)
Corporations or other businesses not listed above
Clients 0 Assets $0 (0%)
Other
Clients 0 Assets $0 (0%)

A firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.

Advisory services

Item 5.G
  • Portfolio management for individuals and/or small businesses

Registration and firm details

Items 1, 2, 5
Registration
SEC-registered investment adviser. Status as filed: Approved.
Registered since
2022 (4 years)
Employees
Total: 1. Performing investment advisory functions: 1.
Wrap fee program participation
No.
Custodians (Schedule D, Section 5.K(3))
BOA Capital Securities

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

States registered or notice-filed
2 states or jurisdictions
FLVA

SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration

Disclosures

Item 11

None Reports no disclosure items on Form ADV Item 11. View on IAPD.

Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures

Assets and staff over time

Items 5.A, 5.F
$0 2022 $0 2023 $0 2024 $0 2025 $228K 2026
Data periodAssets under managementEmployeesFiling dated
October 2026$228,4111March 6, 2026
October 2025$01March 12, 2025
October 2024$01May 10, 2024
October 2023$02March 23, 2023
October 2022$02September 30, 2022

Regulatory assets under management: $0 in the October 2022 data and $228,411 in the October 2026 data.

Total employees: 2 in October 2022 and 1 in October 2026.

As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.

Changes in the filing

Last 12 months
  1. April 2026
    • Regulatory assets under management went from $0 to $228,411.

Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.

Websites listed on Form ADV

Item 1.I
dabafinance.com

Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."

Cite this page

AdvisorCensus. Daba Advisors LLC (CRD 319371): Form ADV filing data as of October 2026.
https://advisorcensus.com/firm/daba-advisors-llc-miami-fl-319371