AdvisorCensus / Financial advisors / Florida / Miami / Boggess Asset Management
Boggess Asset Management
Filed as BOGGESS ASSET MANAGEMENT · Legal name Boggess Asset Management LLC
Boggess Asset Management is a state-registered investment advisory firm in West Palm Beach, FL, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 12, 2025.
Quick answers
From the filingHow is Boggess Asset Management compensated?
On its Form ADV (Item 5.E, October 2026), Boggess Asset Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees.
Where is Boggess Asset Management located?
Boggess Asset Management's principal office is in West Palm Beach, FL, according to its Form ADV.
Is Boggess Asset Management registered with the SEC or a state?
Boggess Asset Management is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 319387.
How much does Boggess Asset Management manage?
Boggess Asset Management reports $175,000 in regulatory assets under management in its Form ADV filing dated February 12, 2025 (100% discretionary).
What types of clients does Boggess Asset Management serve?
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).
Does Boggess Asset Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/319387
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Performance-based fees
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$175,000 as of October 2026, filing dated February 12, 2025.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Boggess Asset Management LLC
- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2023 (3 years)
- Employees
- Total: 3. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $175,000 | 3 | February 12, 2025 |
| October 2023 | Not reported | Not reported | October 4, 2023 |
| October 2022 | Not reported | Not reported | June 28, 2022 |
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Boggess Asset Management (CRD 319387): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/boggess-asset-management-west-palm-beach-fl-319387