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Cypress Wealth Management
Filed as CYPRESS WEALTH MANAGEMENT · Legal name Cypress Wealth Management, LLC
Cypress Wealth Management is an SEC-registered investment advisory firm in Oakbrook Terrace, IL, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.
Quick answers
From the filingHow is Cypress Wealth Management compensated?
On its Form ADV (Item 5.E, October 2026), Cypress Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
What does Cypress Wealth Management's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 20, 2026 states: Asset-based fee: up to 0.7% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Cypress Wealth Management located?
Cypress Wealth Management's principal office is in Oakbrook Terrace, IL, according to its Form ADV.
Is Cypress Wealth Management registered with the SEC or a state?
Cypress Wealth Management is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 324524.
How much does Cypress Wealth Management manage?
Cypress Wealth Management reports $282,700,000 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).
How have Cypress Wealth Management's assets and staff changed since 2024?
In the Form ADV data for Cypress Wealth Management: Regulatory assets under management: $226,200,000 in the October 2024 data and $282,700,000 in the October 2026 data, up 25%. Total employees: 5 in October 2024 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Cypress Wealth Management serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (6); charitable organizations (5); pooled investment vehicles (other than investment companies and business development companies) (1).
Which custodians does Cypress Wealth Management use?
Cypress Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Tristate Capital Bank as custodians holding 10% or more of its separately managed account assets.
Does Cypress Wealth Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/324524
What changed in Cypress Wealth Management's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 3 to 2.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 0.7% of assets a year (the maximum the brochure states)
The brochure's wording
Investment advisory fees are based on the market value of assets under management at the end of the prior calendar year. Investment advisory fees range up to 0.70% of Client assets under management annually based on several factors
As stated in the firm's Form ADV Part 2A brochure dated March 20, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$282,700,000 as of October 2026, filing dated March 20, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Cypress Wealth Management, LLC
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2023 (2 years)
- Employees
- Total: 6. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
2 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $282,700,000 | 6 | March 20, 2026 |
| October 2025 | $235,800,000 | 5 | May 28, 2025 |
| October 2024 | $226,200,000 | 5 | July 30, 2024 |
Regulatory assets under management: $226,200,000 in the October 2024 data and $282,700,000 in the October 2026 data, up 25%.
Total employees: 5 in October 2024 and 6 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 3 to 2.
- December 2025
- Regulatory assets under management went from $235,800,000 to $272,000,000 (+15%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Cypress Wealth Management (CRD 324524): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/cypress-wealth-management-oakbrook-terrace-il-324524