AdvisorCensus / Financial advisors / California / Los Angeles / Conway Capital Management, Inc.
Conway Capital Management, Inc.
Filed as CONWAY CAPITAL MANAGEMENT, INC.
Conway Capital Management, Inc. is an SEC-registered investment advisory firm in Burbank, CA, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.
Quick answers
From the filingHow is Conway Capital Management, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Conway Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management.
What does Conway Capital Management, Inc.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated March 20, 2026 states: Up to $10,000,000: 1.5% a year; $10,000,001 to $25,000,000: 1% a year; Above $25,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Conway Capital Management, Inc. located?
Conway Capital Management, Inc.'s principal office is in Burbank, CA, according to its Form ADV.
Is Conway Capital Management, Inc. registered with the SEC or a state?
Conway Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 133260.
How much does Conway Capital Management, Inc. manage?
Conway Capital Management, Inc. reports $231,926,000 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (98% discretionary).
How have Conway Capital Management, Inc.'s assets and staff changed since 2022?
In the Form ADV data for Conway Capital Management, Inc.: Regulatory assets under management: $166,050,500 in the October 2022 data and $231,926,000 in the October 2026 data, up 40%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Conway Capital Management, Inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (42); individuals (other than high net worth individuals) (26).
Which custodians does Conway Capital Management, Inc. use?
Conway Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.
Does Conway Capital Management, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/133260
What changed in Conway Capital Management, Inc.'s recent Form ADV filings?
In the April 2026 filing data: Registered or notice-filed in MA.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $10,000,000 | 1.5% |
| $10,000,001 to $25,000,000 | 1% |
| Above $25,000,000 | See the brochure |
The brochure's wording
Conway charges clients an annual investment management fee based on the following schedule: Assets Under Management Annual Fee Less than $10,000,000 1.50% annually $10,000,001 to $25,000,000 1% annually Above $25,000,000 Negotiable
As stated in the firm's Form ADV Part 2A brochure dated March 20, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$231,926,000 as of October 2026, filing dated March 20, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2022 (4 years)
- Employees
- Total: 1. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
4 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $231,926,000 | 1 | March 20, 2026 |
| October 2025 | $212,787,000 | 1 | March 21, 2025 |
| October 2024 | $186,016,000 | 1 | March 29, 2024 |
| October 2023 | $130,121,000 | 1 | March 31, 2023 |
| October 2022 | $166,050,500 | 1 | April 8, 2022 |
Regulatory assets under management: $166,050,500 in the October 2022 data and $231,926,000 in the October 2026 data, up 40%.
Total employees: 1 in October 2022 and 1 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Registered or notice-filed in MA.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.INot reported.
Source: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Conway Capital Management, Inc. (CRD 133260): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/conway-capital-management-inc-burbank-ca-133260