AdvisorCensus / Financial advisors / California / Los Angeles / Capital Financial Consultants Group, Inc.
Capital Financial Consultants Group, Inc.
Filed as CAPITAL FINANCIAL CONSULTANTS GROUP, INC.
Capital Financial Consultants Group, Inc. is a state-registered investment advisory firm in San Juan Capistrano, CA, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.
Quick answers
From the filingHow is Capital Financial Consultants Group, Inc. compensated?
On its Form ADV (Item 5.E, October 2026), Capital Financial Consultants Group, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.
Where is Capital Financial Consultants Group, Inc. located?
Capital Financial Consultants Group, Inc.'s principal office is in San Juan Capistrano, CA, according to its Form ADV.
Is Capital Financial Consultants Group, Inc. registered with the SEC or a state?
Capital Financial Consultants Group, Inc. is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 133657.
How much does Capital Financial Consultants Group, Inc. manage?
Capital Financial Consultants Group, Inc. reports $37,332,723 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).
How have Capital Financial Consultants Group, Inc.'s assets and staff changed since 2021?
In the Form ADV data for Capital Financial Consultants Group, Inc.: Regulatory assets under management: $128,901,059 in the October 2021 data and $37,332,723 in the October 2026 data, down 71%. Total employees: 11 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Capital Financial Consultants Group, Inc. serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (52); individuals (other than high net worth individuals) (41).
Does Capital Financial Consultants Group, Inc. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/133657
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Regulatory assets under management
Item 5.F$37,332,723 as of October 2026, filing dated March 30, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
Registration and firm details
Items 1, 2, 5- Also doing business as
- CAPITAL FINANCIAL CONSULTANTS GROUP
- Registration
- State-registered investment adviser. Status as filed: APPROVED.
- Registered since
- 2025 (1 year)
- Employees
- Total: 5. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- States registered or notice-filed
-
1 state or jurisdiction
State-registered investment advisers are examined by their state securities regulator. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $37,332,723 | 5 | March 30, 2026 |
| October 2025 | $42,045,222 | 5 | July 11, 2025 |
| October 2024 | $230,782,028 | 12 | March 27, 2024 |
| October 2023 | $177,647,433 | 12 | April 11, 2023 |
| October 2022 | $187,525,059 | 12 | March 28, 2022 |
| October 2021 | $128,901,059 | 11 | March 22, 2021 |
Regulatory assets under management: $128,901,059 in the October 2021 data and $37,332,723 in the October 2026 data, down 71%.
Total employees: 11 in October 2021 and 5 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Capital Financial Consultants Group, Inc. (CRD 133657): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/capital-financial-consultants-group-inc-san-juan-capistrano-ca-133657