AdvisorCensus / Financial advisors / Oregon / Portland / Continuity Wealth Management, Corp.
Continuity Wealth Management, Corp. is an SEC-registered investment advisory firm in Portland, OR, registered since 2001, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.
Quick answers
From the filingHow is Continuity Wealth Management, Corp. compensated?
On its Form ADV (Item 5.E, October 2026), Continuity Wealth Management, Corp. reports these compensation arrangements: a percentage of assets under its management.
What does Continuity Wealth Management, Corp.'s brochure say about its fees?
Its Form ADV Part 2A brochure dated March 17, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $3,000,000: 0.75% a year; Above $3,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Continuity Wealth Management, Corp. located?
Continuity Wealth Management, Corp.'s principal office is in Portland, OR, according to its Form ADV.
Is Continuity Wealth Management, Corp. registered with the SEC or a state?
Continuity Wealth Management, Corp. is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 111010.
How much does Continuity Wealth Management, Corp. manage?
Continuity Wealth Management, Corp. reports $214,306,873 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (99% discretionary).
How have Continuity Wealth Management, Corp.'s assets and staff changed since 2021?
In the Form ADV data for Continuity Wealth Management, Corp.: Regulatory assets under management: $153,723,042 in the October 2021 data and $214,306,873 in the October 2026 data, up 39%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Continuity Wealth Management, Corp. serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (191); high net worth individuals (79).
Which custodians does Continuity Wealth Management, Corp. use?
Continuity Wealth Management, Corp.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Continuity Wealth Management, Corp. report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111010
Does Continuity Wealth Management, Corp. state an account minimum?
Its Form ADV Part 2A brochure dated March 17, 2026 says: "Continuity Wealth Management has an account minimum of $100,000.00. However, in certain conditions, we may decide to accept clients with smaller portfolios."
What changed in Continuity Wealth Management, Corp.'s recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $180,625,248 to $214,306,873 (+19%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1% |
| $1,000,000 to $3,000,000 | 0.75% |
| Above $3,000,000 | See the brochure |
The brochure's wording
Assets Under Management Annual Fee First $1,000,000 1.00% Next $1,000,000 - $3,000,000 0.75% $3,000,000 and above Negotiable
Account minimum: $100,000
The brochure's wording
Continuity Wealth Management has an account minimum of $100,000.00. However, in certain conditions, we may decide to accept clients with smaller portfolios.
As stated in the firm's Form ADV Part 2A brochure dated March 17, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$214,306,873 as of October 2026, filing dated March 17, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2001 (25 years)
- Employees
- Total: 4. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $214,306,873 | 4 | March 17, 2026 |
| October 2025 | $180,625,248 | 4 | January 28, 2025 |
| October 2024 | $158,065,900 | 4 | May 10, 2024 |
| October 2023 | $160,353,601 | 3 | March 30, 2023 |
| October 2022 | $188,143,516 | 4 | April 6, 2022 |
| October 2021 | $153,723,042 | 3 | March 26, 2021 |
Regulatory assets under management: $153,723,042 in the October 2021 data and $214,306,873 in the October 2026 data, up 39%.
Total employees: 3 in October 2021 and 4 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $180,625,248 to $214,306,873 (+19%).
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Continuity Wealth Management, Corp. (CRD 111010): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/continuity-wealth-management-corp-portland-or-111010