AdvisorCensus / Financial advisors / Vermont / Clean Yield Asset Management
Clean Yield Asset Management
Filed as CLEAN YIELD ASSET MANAGEMENT · Legal name Clean Yield Group Inc
Clean Yield Asset Management is an SEC-registered investment advisory firm in Norwich, VT, registered since 1986, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 3, 2026.
Quick answers
From the filingHow is Clean Yield Asset Management compensated?
On its Form ADV (Item 5.E, October 2026), Clean Yield Asset Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.
Where is Clean Yield Asset Management located?
Clean Yield Asset Management's principal office is in Norwich, VT, according to its Form ADV.
Is Clean Yield Asset Management registered with the SEC or a state?
Clean Yield Asset Management is an SEC-registered investment advisory firm, registered since 1986. Status as filed: Approved. CRD 104826.
How much does Clean Yield Asset Management manage?
Clean Yield Asset Management reports $571,222,836 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (100% discretionary).
How have Clean Yield Asset Management's assets and staff changed since 2021?
In the Form ADV data for Clean Yield Asset Management: Regulatory assets under management: $453,253,189 in the October 2021 data and $571,222,836 in the October 2026 data, up 26%. Total employees: 8 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Clean Yield Asset Management serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (155); individuals (other than high net worth individuals) (91); charitable organizations (11).
Which custodians does Clean Yield Asset Management use?
Clean Yield Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Clean Yield Asset Management report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104826
Does Clean Yield Asset Management state an account minimum?
Its Form ADV Part 2A brochure dated March 3, 2026 says: "Clean Yield imposes a minimum initial account size of one million dollars ($1,000,000). This minimum may be waived at the sole discretion of an officer."
What changed in Clean Yield Asset Management's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 3 to 8.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AThe brochure lists different fees for different services or strategies; see the brochure for them.
Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Clean Yield imposes a minimum initial account size of one million dollars ($1,000,000). This minimum may be waived at the sole discretion of an officer.
As stated in the firm's Form ADV Part 2A brochure dated March 3, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$571,222,836 as of October 2026, filing dated March 3, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Legal name
- Clean Yield Group Inc
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 1986 (39 years)
- Employees
- Total: 9. Performing investment advisory functions: 8.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
8 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $571,222,836 | 9 | March 3, 2026 |
| October 2025 | $538,765,642 | 9 | February 26, 2025 |
| October 2024 | $510,663,500 | 8 | February 15, 2024 |
| October 2023 | $477,810,581 | 8 | February 16, 2023 |
| October 2022 | $517,840,197 | 8 | February 25, 2022 |
| October 2021 | $453,253,189 | 8 | March 1, 2021 |
Regulatory assets under management: $453,253,189 in the October 2021 data and $571,222,836 in the October 2026 data, up 26%.
Total employees: 8 in October 2021 and 9 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 3 to 8.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Clean Yield Asset Management (CRD 104826): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/clean-yield-asset-management-norwich-vt-104826