AdvisorCensus / Financial advisors / Florida / Orlando / Certified Advisory Corp
Certified Advisory Corp is an SEC-registered investment advisory firm in Altamonte Springs, FL, registered since 2002, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.
Quick answers
From the filingHow is Certified Advisory Corp compensated?
On its Form ADV (Item 5.E, October 2026), Certified Advisory Corp reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.
How much does Certified Advisory Corp charge?
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Certified Advisory Corp located?
Certified Advisory Corp's principal office is in Altamonte Springs, FL, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).
Is Certified Advisory Corp registered with the SEC or a state?
Certified Advisory Corp is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 120990.
How much does Certified Advisory Corp manage?
Certified Advisory Corp reports $3,044,536,415 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).
How have Certified Advisory Corp's assets and staff changed since 2021?
In the Form ADV data for Certified Advisory Corp: Regulatory assets under management: $1,787,052,959 in the October 2021 data and $3,044,536,415 in the October 2026 data, up 70%. Total employees: 35 in October 2021 and 39 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Certified Advisory Corp serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,475); high net worth individuals (1,001); pension and profit sharing plans (but not the plan participants or government pension plans) (63).
Which custodians does Certified Advisory Corp use?
Certified Advisory Corp's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.
Does Certified Advisory Corp report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/120990
Does Certified Advisory Corp state an account minimum?
Its Form ADV Part 2A brochure dated March 31, 2026 says: "In general, we require a minimum of $ 500,000 to open and maintain an investment advisory and management account. At our discretion, we can waive this minimum account size."
What changed in Certified Advisory Corp's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 21 to 20. Regulatory assets under management went from $2,673,832,488 to $3,044,536,415 (+14%). Added an office in Winter Garden, FL. No longer lists an office in Gainesville, FL. No longer lists an office in Winderemere, FL.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: up to 1.5% of assets a year (the maximum the brochure states)
The brochure's wording
Our fee for investment advisory and management services is based on a percentage of your assets we manage and will not be more than 1.5% annually of your assets under management subject to a $250 per quarter minimum fee.
Our annual fee for this platform is an asset-based fee not to exceed 1.50% which is shared between our firm and Betterment.
Account minimum: $500,000 (the brochure says it may be waived or negotiated)
The brochure's wording
In general, we require a minimum of $ 500,000 to open and maintain an investment advisory and management account. At our discretion, we can waive this minimum account size.
As stated in the firm's Form ADV Part 2A brochure dated March 31, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$3,044,536,415 as of October 2026, filing dated March 31, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2002 (24 years)
- Employees
- Total: 39. Performing investment advisory functions: 20.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- Other offices (Schedule D, Section 1.F)
-
2 other offices, as of the April 2026 filing
- States registered or notice-filed
-
24 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $3,044,536,415 | 39 | March 31, 2026 |
| October 2025 | $2,673,832,488 | 36 | March 31, 2025 |
| October 2024 | $2,272,751,721 | 37 | March 28, 2024 |
| October 2023 | $1,921,925,914 | 38 | March 31, 2023 |
| October 2022 | $2,178,847,169 | 38 | March 31, 2022 |
| October 2021 | $1,787,052,959 | 35 | May 27, 2021 |
Regulatory assets under management: $1,787,052,959 in the October 2021 data and $3,044,536,415 in the October 2026 data, up 70%.
Total employees: 35 in October 2021 and 39 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 21 to 20.
- Regulatory assets under management went from $2,673,832,488 to $3,044,536,415 (+14%).
- Added an office in Winter Garden, FL.
- No longer lists an office in Gainesville, FL.
- No longer lists an office in Winderemere, FL.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Certified Advisory Corp (CRD 120990): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/certified-advisory-corp-altamonte-springs-fl-120990