AdvisorCensus / Financial advisors / California / Los Angeles / Catalyst Wealth Advisors LLC
Catalyst Wealth Advisors LLC is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.
Quick answers
From the filingHow is Catalyst Wealth Advisors LLC compensated?
On its Form ADV (Item 5.E, October 2026), Catalyst Wealth Advisors LLC reports these compensation arrangements: a percentage of assets under its management.
What does Catalyst Wealth Advisors LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 2, 2026 states: Up to $1,000,000: 1% a year; $1,000,001 to $5,000,000: 0.75% a year; Above $5,000,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Catalyst Wealth Advisors LLC located?
Catalyst Wealth Advisors LLC's principal office is in Newport Beach, CA, according to its Form ADV.
Is Catalyst Wealth Advisors LLC registered with the SEC or a state?
Catalyst Wealth Advisors LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 297503.
How much does Catalyst Wealth Advisors LLC manage?
Catalyst Wealth Advisors LLC reports $167,196,185 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (100% discretionary).
How have Catalyst Wealth Advisors LLC's assets and staff changed since 2024?
In the Form ADV data for Catalyst Wealth Advisors LLC: Regulatory assets under management: $132,443,068 in the October 2024 data and $167,196,185 in the October 2026 data, up 26%. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Catalyst Wealth Advisors LLC serve?
By number of clients on Form ADV Item 5.D: high net worth individuals (18); individuals (other than high net worth individuals) (13).
Which custodians does Catalyst Wealth Advisors LLC use?
Catalyst Wealth Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Catalyst Wealth Advisors LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297503
What changed in Catalyst Wealth Advisors LLC's recent Form ADV filings?
In the April 2026 filing data: Regulatory assets under management went from $149,079,627 to $167,196,185 (+12%).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2A| Assets | Annual rate |
|---|---|
| Up to $1,000,000 | 1% |
| $1,000,001 to $5,000,000 | 0.75% |
| Above $5,000,001 | 0.5% |
The brochure's wording
Adviser’s standard fee schedule is included below, subject to negotiation with a client: Client Assets Under Management Annual Fee Percentage (paid quarterly) First $0 - $1,000,000 1.00% Next $1,000,001 - $5,000,000 0.75% Above $5,000,000 0.50%
As stated in the firm's Form ADV Part 2A brochure dated March 2, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$167,196,185 as of October 2026, filing dated March 2, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2024 (2 years)
- Employees
- Total: 2. Performing investment advisory functions: 1.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
3 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $167,196,185 | 2 | March 2, 2026 |
| October 2025 | $149,079,627 | 2 | March 18, 2025 |
| October 2024 | $132,443,068 | 2 | May 24, 2024 |
Regulatory assets under management: $132,443,068 in the October 2024 data and $167,196,185 in the October 2026 data, up 26%.
Total employees: 2 in October 2024 and 2 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Regulatory assets under management went from $149,079,627 to $167,196,185 (+12%).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Catalyst Wealth Advisors LLC (CRD 297503): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/catalyst-wealth-advisors-llc-newport-beach-ca-297503