AdvisorCensus / Financial advisors / Pennsylvania / Scranton / Capital Wealth Investments
Capital Wealth Investments
Filed as CAPITAL WEALTH INVESTMENTS · Legal name Zullo Investment Group, Inc.
Capital Wealth Investments is an SEC-registered investment advisory firm in Scranton, PA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 23, 2026.
Quick answers
From the filingHow is Capital Wealth Investments compensated?
On its Form ADV (Item 5.E, October 2026), Capital Wealth Investments reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).
Where is Capital Wealth Investments located?
Capital Wealth Investments' principal office is in Scranton, PA, according to its Form ADV.
Is Capital Wealth Investments registered with the SEC or a state?
Capital Wealth Investments is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 311698.
How much does Capital Wealth Investments manage?
Capital Wealth Investments reports $422,967,973 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (100% discretionary).
How have Capital Wealth Investments' assets and staff changed since 2021?
In the Form ADV data for Capital Wealth Investments: Regulatory assets under management: $207,434,456 in the October 2021 data and $422,967,973 in the October 2026 data, up 104%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Capital Wealth Investments serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (359); high net worth individuals (110).
Which custodians does Capital Wealth Investments use?
Capital Wealth Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.
Does Capital Wealth Investments report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/311698
Does Capital Wealth Investments state an account minimum?
Its Form ADV Part 2A brochure dated February 23, 2026 says: "CWI generally requires a minimum account size of $100,000 to open and manage an advisory account. However, in its discretion, from time to time, CWI may accept smaller accounts based on various criteria, such as anticipated future assets, related accounts, and other factors."
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
- Fixed fees (other than subscription fees)
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $100,000 (the brochure says it may be waived or negotiated)
The brochure's wording
CWI generally requires a minimum account size of $100,000 to open and manage an advisory account. However, in its discretion, from time to time, CWI may accept smaller accounts based on various criteria, such as anticipated future assets, related accounts, and other factors.
As stated in the firm's Form ADV Part 2A brochure dated February 23, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$422,967,973 as of October 2026, filing dated February 23, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Zullo Investment Group, Inc.
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2020 (5 years)
- Employees
- Total: 3. Performing investment advisory functions: 2.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
11 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $422,967,973 | 3 | February 23, 2026 |
| October 2025 | $398,519,141 | 3 | May 15, 2025 |
| October 2024 | $328,329,730 | 3 | March 1, 2024 |
| October 2023 | $256,561,090 | 3 | February 3, 2023 |
| October 2022 | $265,914,685 | 3 | September 12, 2022 |
| October 2021 | $207,434,456 | 2 | March 24, 2021 |
Regulatory assets under management: $207,434,456 in the October 2021 data and $422,967,973 in the October 2026 data, up 104%.
Total employees: 2 in October 2021 and 3 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 monthsNo changes to these filed facts in the last 12 months of filing data.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Capital Wealth Investments (CRD 311698): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/capital-wealth-investments-scranton-pa-311698