AdvisorCensus / Financial advisors / Utah / Salt Lake City / Capita Financial Network, LLC
Capita Financial Network, LLC is an SEC-registered investment advisory firm in Draper, UT, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 25, 2026.
Quick answers
From the filingHow is Capita Financial Network, LLC compensated?
On its Form ADV (Item 5.E, October 2026), Capita Financial Network, LLC reports these compensation arrangements: a percentage of assets under its management.
What does Capita Financial Network, LLC's brochure say about its fees?
Its Form ADV Part 2A brochure dated March 13, 2026 states: Asset-based fee: 1% to 1.75% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.
Where is Capita Financial Network, LLC located?
Capita Financial Network, LLC's principal office is in Draper, UT, according to its Form ADV.
Is Capita Financial Network, LLC registered with the SEC or a state?
Capita Financial Network, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 290558.
How much does Capita Financial Network, LLC manage?
Capita Financial Network, LLC reports $2,323,963,878 in regulatory assets under management in its Form ADV filing dated September 25, 2026 (100% discretionary).
How have Capita Financial Network, LLC's assets and staff changed since 2021?
In the Form ADV data for Capita Financial Network, LLC: Regulatory assets under management: $822,182,373 in the October 2021 data and $2,323,963,878 in the October 2026 data, up 183%. Total employees: 19 in October 2021 and 59 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Capita Financial Network, LLC serve?
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,289); high net worth individuals (599).
Which custodians does Capita Financial Network, LLC use?
Capita Financial Network, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Investments as custodians holding 10% or more of its separately managed account assets.
Does Capita Financial Network, LLC report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/290558
What changed in Capita Financial Network, LLC's recent Form ADV filings?
In the October 2026 filing data: Registered or notice-filed in KS.
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAsset-based fee: 1% to 1.75% a year (a range, as the brochure states it)
The brochure's wording
Capita charges fees based on a percentage of assets under management, payable quarterly in advance as specified in the client’s investment advisory agreement. Fees generally range from 1% to 1.75% annually, but Capita may negotiate fees at its discretion.
As stated in the firm's Form ADV Part 2A brochure dated March 13, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$2,323,963,878 as of October 2026, filing dated September 25, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
Registration and firm details
Items 1, 2, 5- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2018 (8 years)
- Employees
- Total: 59. Performing investment advisory functions: 22.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
35 states or jurisdictions
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $2,323,963,878 | 59 | September 25, 2026 |
| October 2025 | $1,849,625,913 | 52 | June 23, 2025 |
| October 2024 | $1,461,172,171 | 40 | August 12, 2024 |
| October 2023 | $1,163,105,301 | 31 | March 16, 2023 |
| October 2022 | $1,248,566,752 | 28 | July 29, 2022 |
| October 2021 | $822,182,373 | 19 | May 19, 2021 |
Regulatory assets under management: $822,182,373 in the October 2021 data and $2,323,963,878 in the October 2026 data, up 183%.
Total employees: 19 in October 2021 and 59 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- October 2026
- Registered or notice-filed in KS.
- September 2026
- Registered or notice-filed in IN, WI.
- August 2026
- Registered or notice-filed in KY.
- April 2026
- Regulatory assets under management went from $1,849,625,913 to $2,323,963,878 (+26%).
- Registered or notice-filed in GA, IL.
- January 2026
- Registered or notice-filed in PA, SD.
- December 2025
- Registered or notice-filed in MI, MN, SC.
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Capita Financial Network, LLC (CRD 290558): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/capita-financial-network-llc-draper-ut-290558