AdvisorCensus / Financial advisors / Massachusetts / Boston / Canopy Capital Group
Canopy Capital Group is an SEC-registered investment advisory firm in Woburn, MA, registered since 2025, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 28, 2026.
Quick answers
From the filingHow is Canopy Capital Group compensated?
On its Form ADV (Item 5.E, October 2026), Canopy Capital Group reports these compensation arrangements: a percentage of assets under its management.
Where is Canopy Capital Group located?
Canopy Capital Group's principal office is in Woburn, MA, according to its Form ADV.
Is Canopy Capital Group registered with the SEC or a state?
Canopy Capital Group is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 326730.
How much does Canopy Capital Group manage?
Canopy Capital Group reports $1,316,714,227 in regulatory assets under management in its Form ADV filing dated March 28, 2026 (100% discretionary).
How have Canopy Capital Group's assets and staff changed since 2025?
In the Form ADV data for Canopy Capital Group: Regulatory assets under management: $482,936,979 in the October 2025 data and $1,316,714,227 in the October 2026 data, up 173%. Total employees: 9 in October 2025 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.
What types of clients does Canopy Capital Group serve?
By number of clients on Form ADV Item 5.D: other investment advisers (9).
Which custodians does Canopy Capital Group use?
Canopy Capital Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.
Does Canopy Capital Group report any disciplinary disclosures?
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326730
Does Canopy Capital Group state an account minimum?
Its Form ADV Part 2A brochure dated March 28, 2026 says: "Accounts are typically subject to a minimum asset size of $350,000, but such minimums may be waived by the Adviser, in its sole discretion."
What changed in Canopy Capital Group's recent Form ADV filings?
In the April 2026 filing data: Employees performing advisory functions went from 3 to 5. Regulatory assets under management went from $482,936,979 to $1,316,714,227 (+173%). Updated its list of owners and control persons (Schedule A).
From the Form ADV filing
Every figure below is as the firm filed it with regulators, as of October 2026.
How the firm is compensated
Item 5.E- A percentage of assets under your management
Item 5.E lists how the firm is compensated for its advice; Items 5.B, 6.A, and 7.A show whether its people or related companies can also earn commissions. Percentage of assets, fixed, hourly, subscription, and performance-based fees come from clients (a performance-based fee depends on investment results); commissions come with a sale or a trade, often from the company behind the product. How fees, commissions, and other arrangements differ
Fees and minimums
Form ADV Part 2AAccount minimum: $350,000 (the brochure says it may be waived or negotiated)
The brochure's wording
Accounts are typically subject to a minimum asset size of $350,000, but such minimums may be waived by the Adviser, in its sole discretion.
As stated in the firm's Form ADV Part 2A brochure dated March 28, 2026. Fees can differ by service and may be negotiable; the brochure is the complete statement. Read the brochure on the SEC's IAPD site
Regulatory assets under management
Item 5.F$1,316,714,227 as of October 2026, filing dated March 28, 2026.
A measure of scale, not skill or returns. Discretionary means the firm decides trades; non-discretionary means clients approve each one. What assets under management means
Who the firm serves
Item 5.DA firm with no individual clients is an institutional manager even if it manages billions; the mix tells you whom the practice is built around.
Advisory services
Item 5.G- Other
Registration and firm details
Items 1, 2, 5- Legal name
- Goldenx Company
- Registration
- SEC-registered investment adviser. Status as filed: Approved.
- Registered since
- 2025 (1 year)
- Employees
- Total: 11. Performing investment advisory functions: 5.
- Wrap fee program participation
- No.
- Custodians (Schedule D, Section 5.K(3))
-
Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.
- States registered or notice-filed
-
1 state or jurisdiction
SEC-registered investment advisers are examined by the SEC. SEC, state, and exempt registration
Disclosures
Item 11None Reports no disclosure items on Form ADV Item 11. View on IAPD.
Item 11 asks about criminal, regulatory, and civil events involving the firm and its advisory personnel. The detail of each yes answer is on the IAPD record. Reading a firm's disclosures
Assets and staff over time
Items 5.A, 5.F| Data period | Assets under management | Employees | Filing dated |
|---|---|---|---|
| October 2026 | $1,316,714,227 | 11 | March 28, 2026 |
| October 2025 | $482,936,979 | 9 | June 26, 2025 |
Regulatory assets under management: $482,936,979 in the October 2025 data and $1,316,714,227 in the October 2026 data, up 173%.
Total employees: 9 in October 2025 and 11 in October 2026.
As filed in each year's data for the same month. Assets under management move with markets as well as with clients coming and going; they measure scale, not skill or returns. Most firms update these figures once a year.
Changes in the filing
Last 12 months- April 2026
- Employees performing advisory functions went from 3 to 5.
- Regulatory assets under management went from $482,936,979 to $1,316,714,227 (+173%).
- Updated its list of owners and control persons (Schedule A).
Compared month to month from the SEC's monthly adviser data and the state compilation feed. Owners and control persons are summarized, never named.
Websites listed on Form ADV
Item 1.ISource: Form ADV, as of October 2026. Values appear as filed; a value the firm did not report is shown as "Not reported."
Cite this page
AdvisorCensus. Canopy Capital Group (CRD 326730): Form ADV filing data as of October 2026. https://advisorcensus.com/firm/canopy-capital-group-woburn-ma-326730